HEATH SHULER Net Worth & Financial Disclosure

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Annual financial disclosure for 2009, filed July 15, 2009. Includes 90 assets and 2 liabilities.

Year:

2012 2011 2010 2009 2008

Est. Net Worth

$19M

2009 annual disclosure

Total Assets

$6.6M - $31.8M

90 assets

Total Liabilities

$150K - $350K

2 liabilities

Total Trades

229

From PTR filings

Trade Volume

$1.3M

Midpoint of disclosed ranges

Net Worth Over Time

Show data table

Period	Est. net worth
2008	$1.1M
2008	$22.4M
2009	$19M
2010	$3M
2010	$1.2M
2011	$6.5M
2011	$18.5M
2011	$21M
2012	$5.8M

Assets by Category

LLC / Partnership$18M (2)

Stocks$512K (72)

Bank & Cash$240K (3)

Other$175K (1)

Retirement & Pension$156K (5)

Mutual Funds$130K (7)

Top Stock Holdings (from trades)

ASTA FUNDING INCASFI

$24K

CONSTELLATION BRANDS INC CL ASTZ

COMTECH TELECOMMUNICATIONS CORPCMTL

$17K

EXPRESS SCRIPTS INCESRX

$17K

All Assets (90)

Asset	Type	Owner	Value	Income
FA 529 Port 2019-OCI CL A (529 Savings Plan for Son)	Retirement & Pension	DC	$15,001 - $50,000	None
FA 529 Port 2019-OCI CL A (529 Savings Plan for Daughter)	Retirement & Pension	DC	$1,001 - $15,000	None
Wachovia Securities (Money Market Accounts)	Bank & Cash	DC	$15,001 - $50,000	Interest $201 - $1,000
American Capital Ltd(ACAS)	Stocks	DC	$1,001 - $15,000	None
Apollo Investment Corp.(AINV)	Stocks	DC	$1,001 - $15,000	Dividends/Capital Gains $1,001 - $2,500
Enterprise Products Partners(EPD)	Stocks	DC	$1,001 - $15,000	Partnership $201 - $1,000
Ustar.com Inc.	Stocks	DC	$1 - $1,000	None
Wachovia Securities (Personal Investment Account for individual securities listings)	Other	Self	$100,001 - $250,000	None
NFL Player Annuity & Insurance	Retirement & Pension	Self	$1,001 - $15,000	None
NFL Player Second Career Savings Plan	Retirement & Pension	Self	$15,001 - $50,000	Dividends $201 - $1,000
Value Fund - Combination of Growth Fund and Thornburg Fund	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
Growth Fund - Combination of American Funds AMCAP Fund of America, TXW Galileo, Investment Co of America and Rowe Price Growth Stock	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
Columbia Acorn USA	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
Small Cap Value Fund - T Rowe Price Small CAP Stock	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
International Fund - Combination of American Foreign Fund and William Blair Intl Growth Fund	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
Wachovia Securities - Ridgeworth Prime Quality Bond Fund	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
Mountain Commerce Bank (Personal Account)	Bank & Cash	Self	$100,001 - $250,000	Interest $1,001 - $2,500
Suntrust Bank (Personal Account)	Bank & Cash	Self	$15,001 - $50,000	Interest $201 - $1,000
Thrift Savings Plan (Funds for)	Retirement & Pension	Self	$50,001 - $100,000	None
The Highlands Property Group LLC	LLC / Partnership	Self	$1,000,001 - $5,000,000	Partnership
Shuler Properties, LLC	LLC / Partnership	Self	$5,000,001 - $25,000,000	Partnership
Dividend securities listed on Exhibit	Stocks	Self	$250,001 - $500,000	Dividends $2,501 - $5,000
AEGON N V ORD AMER REG	Stocks	Self	N/A	None
ALCATEL LUCENT ADR	Stocks	Self	N/A	None
AMGEN INC(AMGN)	Stocks	Self	N/A	None
ASTRAZENECA PLC(AZN)	Stocks	Self	N/A	None
AT&T INC(T)	Stocks	Self	N/A	None
BOSTON SCIENTIFIC(BSX)	Stocks	Self	N/A	None
BRISTOL MYERS SQUIBB CO(BMY)	Stocks	Self	N/A	None
CITIGROUP INC(C)	Stocks	Self	N/A	None
COUNTRYWIDE FINANCIAL CORP	Stocks	Self	N/A	None
DELL INC(DELL)	Stocks	Self	N/A	None
DEUTSCHE TELECOM AG SPON ADR(DTEGY)	Stocks	Self	N/A	None
DOW CHEMICAL COMPANY(DOW)	Stocks	Self	N/A	None
EASTMAN KODAK COMPANY(KODK)	Stocks	Self	N/A	None
ELECTRONIC DATA SYSTEMS CORP	Stocks	Self	N/A	None
FANNIE MAE	Stocks	Self	N/A	None
FEDERAL HOME LOAN MTG	Stocks	Self	N/A	None
FIFTH THIRD BANK(FITB)	Stocks	Self	N/A	None
FORD MTR CO DEL(F)	Stocks	Self	N/A	None
FRANCE TELECOM SPON ADR	Stocks	Self	N/A	None
FUJIFILM HLDGS CORP ADR 2 ORD	Stocks	Self	N/A	None
GENERAL ELECTRIC CO(GE)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $1,000
GENERAL MOTORS CORP(GM)	Stocks	Self	N/A	None
GLAXOSMITHKLINE PLC ADR(GSK)	Stocks	Self	N/A	None
HITACHI LTD ADR 10 COM	Stocks	Self	N/A	None
HOME DEPOT INC(HD)	Stocks	Self	N/A	None
HSBC HOLDINGS PLC SPON(HSBC)	Stocks	Self	N/A	None
INTEL CORP(INTC)	Stocks	Self	N/A	None
JOHNSON & JOHNSON(JNJ)	Stocks	Self	N/A	None
KONINKLIJKE AHOLD ADR	Stocks	Self	N/A	None
KT CORP SP ADR(KT)	Stocks	Self	N/A	None
MARKS & SPENCER PLC ADR	Stocks	Self	N/A	None
MARSH AND MCLENNAN COMPANIES INC(MMC)	Stocks	Self	N/A	None
MICROSOFT CORP(MSFT)	Stocks	Self	N/A	None
MITSUBISHI UFJ FINANCIAL ADR(MUFG)	Stocks	Self	N/A	None
MITSUI SUMITOMO INS	Stocks	Self	N/A	None
MIZUHO FINANCIAL GRP ADR(MFG)	Stocks	Self	N/A	None
MOTOROLA INCORPORATED(MOT)	Stocks	Self	N/A	None
NATIONAL CITY CORP	Stocks	Self	N/A	None
NESTLE SA REG ADR(NSRGY)	Stocks	Self	N/A	None
NIPPON TEL & TEL CORP ADR(NTT)	Stocks	Self	N/A	None
NORTEL NETWORKS CORP	Stocks	Self	N/A	None
PFIZER INCORPORATED(PFE)	Stocks	Self	N/A	None
PORTUGAL TELECOM	Stocks	Self	N/A	None
SAFEWAY INC NEW SWY	Stocks	Self	$1,001 - $15,000	Dividends $1 - $1,000
SANOFI AVENTIS ADR	Stocks	Self	N/A	None
SIEMENS ADR(SIEGY)	Stocks	Self	N/A	None
SUMITOMO MITSUI FINL	Stocks	Self	N/A	None
TELEFONICA SA SP ADR(TEF)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $1,000
TELEFONOS DE MEXICO SA ADR REPSTG SH ORD(AMX)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $1,000
TELMEX INTERNACIONAL ADR	Stocks	Self	$1,001 - $15,000	Dividends $1 - $1,000
TENET HEALTHCARE CORP(THC)	Stocks	Self	N/A	None
UNILEVER NV ADR(UN)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $1,000
VERIZON COMMUNICATIONS(VZ)	Stocks	Self	N/A	None
WASHINGTON MUT INC	Stocks	Self	N/A	None
WYETH	Stocks	Self	N/A	None
XEROX(XRX)	Stocks	Self	N/A	None
ABBOTT LABORATORIES(ABT)	Stocks	Self	N/A	None
ABERCROMBIE & FITCH CO CL A(ANF)	Stocks	Self	N/A	None
ACE LTD(ACE)	Stocks	Self	N/A	None
Advantage Energy Income Fund(AAV)	Mutual Funds	Self	$1,001 - $15,000	Dividend $1 - $1,000
American Capital Ltd(ACAS)	Stocks	Self	$1,001 - $15,000	None
Bioclinica Corp(BCLI)	Stocks	Self	$1,001 - $15,000	Dividend $1 - $1,000
Covidien Ltd(COV)	Stocks	Self	$1,001 - $15,000	Dividend $1 - $1,000
Enterprise Products Partners(EPD)	Stocks	Self	$1,001 - $15,000	Dividend $1,001 - $5,000
Merge Healthcare Inc(MRGE)	Stocks	Self	$1,001 - $15,000	None
Tyco Electronics(TEL)	Stocks	Self	$1,001 - $15,000	Dividend $1 - $1,000
Tyco Intl Ltd(TYC)	Stocks	Self	$1,001 - $15,000	Dividend $1 - $1,000
Ustarcom Inc(UTSI)	Stocks	Self	$1,001 - $15,000	None

Liabilities (2)

Creditor	Type	Amount	Rate	Term
Bank of America	line of credit	$100,001 - $250,000	—	—
United Community Bank	line of credit	$50,001 - $100,000	—	—

Trading Sector Allocation (from PTR trades)

Consumer Defensive$40K

Consumer Cyclical$98K

Industrials$50K

Financial Services$88K

Energy$72K

Insurance$8K

Technology$165K

Manufacturing$32K

Communication Services$65K

Basic Materials$40K

Healthcare$81K

Real Estate$33K

Wholesale Trade$11K

HEATH SHULER trades Wealthiest members Most active traders NC delegation Articles

Methodology: Net worth is calculated from annual financial disclosures filed under the STOCK Act. Congress members report asset values and liabilities in ranges (e.g., $1,001-$15,000), not exact amounts. The “estimated net worth” shown is the midpoint of total assets minus the midpoint of total liabilities. Actual values may differ. Stock trading data comes from separate Periodic Transaction Reports (PTRs).