Richard L. Hanna Net Worth & Financial Disclosure

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Annual financial disclosure for 2012, filed August 13, 2012. Includes 206 assets and 2 liabilities.

Year:

2013 2012 2011

Est. Net Worth

$20.5M

2012 annual disclosure

Total Assets

$10.5M - $30.6M

206 assets

Total Liabilities

$20K - $30K

2 liabilities

Total Trades

1,081

From PTR filings

Trade Volume

$61.6M

Midpoint of disclosed ranges

Net Worth Over Time

Show data table

Period	Est. net worth
2011	$24M
2011	$26.2M
2012	$20.5M
2013	$29.2M

Assets by Category

Stocks$10.1M (133)

Mutual Funds$4.9M (10)

LLC / Partnership$3.8M (3)

ETFs$725K (8)

Retirement & Pension$494K (48)

Insurance$375K (1)

Other$208K (2)

Bank & Cash$75K (1)

Top Stock Holdings (from trades)

S&P 500 Depository ReceiptSPY

$2.3M

Perrigo Company plcPRGO

$797K

LBE - MARATHON OIL CORP ISINMRO

$700K

ConocoPhillipsCOP

$700K

All Assets (206)

Asset	Type	Owner	Value	Income
Aberdeen Global Dynamic Dividend Growth and Income Fund	Mutual Funds	Self	$50,001 - $1,000,000	Dividends $15,001 - $50,000
Europacific Growth Fund - A	Mutual Funds	Self	$100,001 - $250,000	Dividends $2,501 - $5,000
ABB Ltd(ABB)	Stocks	Self	N/A	Dividends/Capital Gains $15,001 - $50,000
Abbott Laboratories(ABT)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Accenture PLC Class A USD(ACN)	Stocks	Self	$100,001 - $250,000	Dividends $201 - $1,000
Air Products & Chemicals(APD)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
AT&T Inc. Common Stock(T)	Stocks	Self	$100,001 - $250,000	Dividends $5,001 - $15,000
Automatic Data Processing, Inc.(ADP)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
The Bank of New York Mellon Corporation(BK)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Bank of America Corporation(BAC)	Stocks	Self	N/A	Dividends $1 - $200
Baxter International Inc.(BAX)	Stocks	Self	$100,001 - $250,000	Dividends $2,501 - $5,000
Becton, Dickinson and Company(BDX)	Stocks	Self	$250,001 - $500,000	Dividends $5,001 - $15,000
The Boeing Company(BA)	Stocks	Self	$100,001 - $250,000	Dividends/Capital Gains $2,501 - $5,000
The Buckle, Inc.(BKE)	Stocks	Self	N/A	Dividends/Capital Gains $15,001 - $50,000
Chevron Corporation(CVX)	Stocks	Self	$100,001 - $250,000	Dividends $5,001 - $15,000
Church & Dwight Co., Inc.(CHD)	Stocks	Self	N/A	Dividends/Capital Gains $100,001 - $1,000,000
Cisco Systems, Inc.(CSCO)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
Coach, Inc.(COH)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
The Coca-Cola Company(KO)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
Colgate-Palmolive Company(CL)	Stocks	Self	$100,001 - $250,000	Dividends $15,001 - $50,000
ConocoPhillips(COP)	Stocks	Self	$100,001 - $250,000	Dividends $5,001 - $15,000
Corning Inc.(GLW)	Stocks	Self	$25,001 - $50,000	Dividends $1,001 - $2,500
Covanta Holding Corp.(CVA)	Stocks	Self	N/A	Dividends $201 - $1,000
CVS Caremark Corp.(CVS)	Stocks	Self	N/A	Dividends/Capital Gains $100,001 - $1,000,000
Darden Restaurants, Inc.(DRI)	Stocks	Self	$50,001 - $100,000	None
Diamond Offshore Drilling, Inc.(DO)	Stocks	Self	$50,001 - $100,000	Dividends $2,501 - $5,000
Digital Realty Trust, Inc.(DLR)	Stocks	Self	$100,001 - $250,000	Dividends/Capital Gains $2,501 - $5,000
DuPont de Nemours & Co.(DD)	Stocks	Self	$100,001 - $250,000	Dividends $2,501 - $5,000
Eaton Corporation(ETN)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
Eaton Vance Corp.(EV)	Stocks	Self	N/A	Dividends $1,001 - $2,500
EV Parametric Tax Managed Emerging Markets	Mutual Funds	Self	$250,001 - $500,000	Dividends $5,001 - $15,000
Exelis Inc. Com(XLS)	Stocks	Self	$15,001 - $50,000	None
Exelon Corporation(EXC)	Stocks	Self	$50,001 - $100,000	Dividends $2,501 - $5,000
Family Dollar Stores, Inc.(FDO)	Stocks	Self	$100,001 - $250,000	Dividends $201 - $1,000
Fidelity NV Muni Money Market (Cash)	Mutual Funds	Self	$1,000,001 - $5,000,000	Interest $1 - $200
First Solar Inc.(FSLR)	Stocks	Self	N/A	None
Gap Inc.(GPS)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
General Dynamics(GD)	Stocks	Self	N/A	Dividends/Capital Gains $5,001 - $15,000
Goldcorp Inc. COM NPV ISIN CA3809564095(GG)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
Hain Celestial Group Inc.(HAIN)	Stocks	Self	$50,001 - $100,000	None
Harsco Corp.(HSC)	Stocks	Self	N/A	Dividends/Capital Gains $5,001 - $15,000
Hess Corp.(HES)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
Hewlett-Packard Co.(HPQ)	Stocks	Self	$50,000 - $100,000	Dividends $201 - $1,000
Honeywell International(HON)	Stocks	Self	$100,001 - $250,000	Dividends $5,001 - $15,000
HSBC Holdings PLC ADR(HSBC)	Stocks	Self	$50,000 - $100,000	Dividends $1,001 - $2,500
Intel Corp.(INTC)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
iShares MSCI Emerging Markets Index Fund(EEM)	ETFs	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
ITT Corporation(ITT)	Stocks	Self	$50,001 - $100,000	Dividends/Capital Gains $5,001 - $15,000
JM Smucker Co(SJM)	Stocks	Self	N/A	Dividends/Capital Gains $5,001 - $15,000
Johnson & Johnson(JNJ)	Stocks	Self	N/A	Dividends/Capital Gains $50,001 - $100,000
Kellogg Company(K)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
Kimberly-Clark Corp(KMB)	Stocks	Self	N/A	Dividends/Capital Gains $201 - $1,000
Lockheed Martin Corp(LMT)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Lowe's Companies(LOW)	Stocks	Self	N/A	Dividends/Capital Gains $50,001 - $100,000
M&T Bank Corp(MTB)	Stocks	Self	$50,001 - $100,000	Dividends $201 - $1,000
Mattel Inc(MAT)	Stocks	Self	$100,001 - $250,000	Dividends/Capital Gains $2,501 - $5,000
McDonald's Corp(MCD)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Medtronic Inc(MDT)	Stocks	Self	$50,001 - $100,000	Dividends/Capital Gains $2,501 - $5,000
Microsoft Corp(MSFT)	Stocks	Self	$100,001 - $250,000	Dividends/Capital Gains $2,501 - $5,000
NextEra Energy Inc(NEE)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
Norfolk Southern Corp(NSC)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
Northern Trust Corp(NTRS)	Stocks	Self	N/A	Dividends $1,001 - $2,500
Novartis AG ADR(NVS)	Stocks	Self	N/A	Dividends $5,001 - $15,000
Nucor Corp(NUE)	Stocks	Self	N/A	Dividends $2,501 - $5,000
Occidental Petroleum Corp(OXY)	Stocks	Self	$100,001 - $250,000	Dividends $201 - $1,000
Parker Hannifin Corp(PH)	Stocks	Self	$250,001 - $500,000	Dividends $2,501 - $5,000
PepsiCo Inc(PEP)	Stocks	Self	$250,001 - $500,000	Dividends/Capital Gains $50,001 - $100,000
Potash Corp of Saskatchewan COM(POT)	Stocks	Self	$50,001 - $100,000	Dividends $1 - $200
PPG Industries(PPG)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
PPL Corporation(PPL)	Stocks	Self	$100,001 - $250,000	Dividends/Capital Gains $2,501 - $5,000
Procter & Gamble Co(PG)	Stocks	Self	$50,001 - $100,000	Dividends $5,001 - $15,000
Rayonier Inc(RYN)	Stocks	Self	$50,001 - $100,000	Dividends/Capital Gains $1,001 - $2,500
Raytheon Co Com New(RTN)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Rockwell Collins(COL)	Stocks	Self	N/A	Dividends/Capital Gains $5,001 - $15,000
Roper Inds Inc(ROP)	Stocks	Self	$100,001 - $250,000	Dividends $201 - $1,000
SPDR S&P 500 Depositary Receipt(SPY)	ETFs	Self	N/A	Dividends $5,001 - $15,000
FRH - Vanguard REIT Index	Mutual Funds	Self	$100,001 - $250,000	Dividends $2,501 - $5,000
FRH - Ventas Inc(VTR)	Stocks	Self	$50,001 - $100,000	Dividends/Cap Gains $1,001 - $2,500
FRH - Verizon Communications(VZ)	Stocks	Self	$50,001 - $100,000	Dividends/Cap Gains $2,501 - $5,000
FRH - VF Corp(VFC)	Stocks	Self	$50,001 - $100,000	Dividends/Cap Gains $5,001 - $15,000
FRH - Waste Management(WM)	Stocks	Self	$100,001 - $250,000	Dividends $2,501 - $5,000
FRH - Whirlpool Corp(WHR)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
FRH - Xylem Inc Com(XYL)	Stocks	Self	$100,001 - $250,000	None
FRK - Fidelity NY Muni Money Market (Cash)	Mutual Funds	Self	$100,001 - $250,000	Interest $1 - $200
IRA - ABB Ltd(ABB)	Retirement & Pension	Self	N/A	Tax Deferred
IRA - Anadarko Petroleum Corp(APC)	Retirement & Pension	Self	$15,001 - $50,000	Tax Deferred
IRA - Apache Corp(APA)	Retirement & Pension	Self	$50,001 - $100,000	Tax Deferred
IRA - Apple Inc(AAPL)	Retirement & Pension	Self	N/A	Tax Deferred
IRA - Archer Daniels Midland(ADM)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Arcos Dorados Holdings Com(ARCO)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Baker Hughes Inc.(BKR)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Barrick Corp Com(GOLD)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Baxter Intl Inc(BAX)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Becton Dickinson Co(BDX)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - BHP Billiton Limited ADR(BHP)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Big Lots Inc(BIG)	Retirement & Pension	Self	N/A	Tax Deferred
IRA - Boeing Co(BA)	Retirement & Pension	Self	N/A	Tax Deferred
IRA - Coach Inc(COH)	Retirement & Pension	Self	$15,001 - $50,000	Tax Deferred
IRA - Colgate-Palmolive Co(CL)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - ConocoPhillips(COP)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Covidien PLC(COV)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - CSX Corp(CSX)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Cummins Inc(CMI)	Retirement & Pension	Self	$15,001 - $50,000	Tax Deferred
IRA - Darden Restaurants(DRI)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Deere & Company(DE)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Diageo PLC Sponsored ADR(DEO)	Retirement & Pension	Self	N/A	Tax Deferred
IRA - DuPont E I De Nemours & Co(DD)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Eaton Vance Corp(EV)	Retirement & Pension	Self	N/A	Tax Deferred
IRA - EMC Corp Mass(EMC)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Energizer Holdings Inc(ENR)	Retirement & Pension	Self	N/A	Tax Deferred
IRA - Exxon Mobil Corp(XOM)	Retirement & Pension	Self	$15,001 - $50,000	Tax Deferred
IRA - Fidelity Cash Reserves	Retirement & Pension	Self	$15,001 - $50,000	Tax Deferred
IRA - Freeport McMoRan Copper & Gold Inc(FCX)	Retirement & Pension	Self	N/A	Tax Deferred
IRA - Gap Inc Del(GPS)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Harris Corp(HRS)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Hess Corp Com(HES)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Hewlett-Packard Co(HPQ)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Hill Rom Holdings Com(HRC)	Retirement & Pension	Self	$1,001 - $15,000	Tax Deferred
IRA - Illinois Tool Works(ITW)	Retirement & Pension	Self	$1,001 - $15,000	None
IRA - iShares MSCI Brazil ETF(EWZ)	Retirement & Pension	Self	N/A	None
IRA - Johnson Controls Inc(JCI)	Retirement & Pension	Self	$1,001 - $15,000	None
IRA - Kennametal Inc(KMT)	Retirement & Pension	Self	N/A	None
IRA - Kohls Corp(KSS)	Retirement & Pension	Self	$1,001 - $15,000	None
IRA - Kroger Company(KR)	Retirement & Pension	Self	$1,001 - $15,000	None
IRA - Lancaster Colony(LANC)	Retirement & Pension	Self	N/A	None
IRA - Marathon Oil Corp(MRO)	Retirement & Pension	Self	$1,001 - $15,000	None
IRA - Market Vectors Indonesia Index ETF(IDX)	Retirement & Pension	Self	N/A	None
IRA - Masco Corp(MAS)	Retirement & Pension	Self	N/A	None
IRA - McCormick & Co Inc Non-Vtg(MKC)	Retirement & Pension	Self	$1,001 - $15,000	None
IRA - Microsoft Corp(MSFT)	Retirement & Pension	Self	$1,001 - $15,000	None
IRA - Mosaic Co New(MOS)	Retirement & Pension	Self	$1,001 - $15,000	None
IRA - Nike Inc Class B(NKE)	Retirement & Pension	Self	$15,001 - $50,000	None
IRA - Principal Financial Group Inc(PFG)	Stocks	Self	N/A	Tax Deferred
IRA - Qualcomm Inc(QCOM)	Stocks	Self	$15,001 - $50,000	Tax Deferred
IRA - Raytheon Co Com New(RTN)	Stocks	Self	N/A	Tax Deferred
IRA - Southwestern Energy Co(SWN)	Stocks	Self	N/A	Tax Deferred
IRA - State Street Corp(STT)	Stocks	Self	N/A	Tax Deferred
IRA - TeleTech Inc(TTEC)	Stocks	Self	N/A	Tax Deferred
IRA - The Fresh Market Inc(TFM)	Stocks	Self	N/A	Tax Deferred
IRA - Tupperware Brands Corp(TUP)	Stocks	Self	$1,001 - $15,000	Tax Deferred
IRA - United Technologies Corp(UTX)	Stocks	Self	$1,001 - $15,000	Tax Deferred
IRA - Visa Inc Com Cl A(V)	Stocks	Self	$1,001 - $15,000	Tax Deferred
IRA - Walgreen Company(WAG)	Stocks	Self	$1,001 - $15,000	Tax Deferred
IRA - Yum Brands Inc(YUM)	Stocks	Self	$15,001 - $50,000	Tax Deferred
SEP - Euro Pacific Growth Fund - A	Mutual Funds	Self	$15,001 - $50,000	Tax Deferred
SEP - New World Fund - A	Mutual Funds	Self	$15,001 - $50,000	Tax Deferred
3M Company(MMM)	Stocks	Self	$100,001 - $250,000	Dividends $201 - $1,000
Carpenter Technology Corp(CRS)	Stocks	Self	$250,001 - $500,000	Dividends $2,501 - $5,000
Chevron Corp New(CVX)	Stocks	Self	$250,001 - $500,000	Dividends $5,001 - $15,000
ConocoPhillips(COP)	Stocks	Self	$100,001 - $250,000	None
Exxon Mobil Corp(XOM)	Stocks	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
iShares Trust Dow Jones U.S. Oil Equipment & Services	ETFs	Self	N/A	Dividends/Capital Gains $2,501 - $5,000
Johnson & Johnson(JNJ)	Stocks	Self	$100,001 - $250,000	Dividends $5,001 - $15,000
Pfizer Inc(PFE)	Stocks	Self	$50,001 - $100,000	Dividends $201 - $1,000
Prime Fund Capital Reserves (Cash)	Mutual Funds	Self	$250,001 - $500,000	Dividends $1 - $200
SPDR S&P 500 ETF Trust(SPY)	ETFs	Self	$100,001 - $250,000	Dividends $5,001 - $15,000
Vanguard International Metals & Mining ETF	ETFs	Self	$250,001 - $500,000	Dividends $1,001 - $2,500
Scientific Inc	Stocks	Self	$50,001 - $100,000	None
Adirondack Bank	Bank & Cash	Self	$50,001 - $100,000	Interest $1 - $200
Deer Run Properties of NY Inc	LLC / Partnership	Self	$500,001 - $1,000,000	Rent $15,001 - $50,000
Gabriel Group LLC - 50% Interest	LLC / Partnership	Self	$1,000,001 - $5,000,000	Rent $50,001 - $100,000
Hanna Construction	LLC / Partnership	Self	N/A	None
Loan - To Cooper Aviation	Other	Self	$100,001 - $250,000	None
Cooper Richard Hanna for Congress	Other	Self	$15,001 - $50,000	None
Whole Life Insurance - Met Life	Insurance	Self	$250,001 - $500,000	None
HAIN CELESTIAL GROUP INC	Stocks	Self	N/A	None
HARRIS CORP	Stocks	Self	N/A	None
HASCO CORP	Stocks	Self	N/A	None
HESS CORP COM(HES)	Stocks	Self	N/A	None
HEWLETT-PACKARD CO DE(HPQ)	Stocks	Self	N/A	None
HONEYWELL INTL INC(HON)	Stocks	Self	N/A	None
HSBC HOLDINGS PLC ADR(HSBC)	Stocks	Self	N/A	None
ILLINOIS TOOL WORKS(ITW)	Stocks	Self	N/A	None
INTEL CORP(INTC)	Stocks	Self	N/A	None
ISHARES MSCI BRAZIL INDEX	ETFs	Self	N/A	None
ISHARES MSCI EMERGING MARKETS INDEX FD	ETFs	Self	N/A	None
ITT CORPORATION COM(ITT)	Stocks	Self	N/A	None
J M SMUCKER CO(SJM)	Stocks	Self	N/A	None
JOHNSON & JOHNSON(JNJ)	Stocks	Self	N/A	None
JOHNSON CTLS INC(JCI)	Stocks	Self	N/A	None
KIMBERLY-CLARK CORP(KMB)	Stocks	Self	N/A	None
KROGER COMPANY(KR)	Stocks	Self	N/A	None
LOCKHEED MARTIN CORP(LMT)	Stocks	Self	N/A	None
LOWES COS(LOW)	Stocks	Self	N/A	None
MARRIOTT INTL INC(MAR)	Stocks	Self	N/A	None
MATTEL INC(MAT)	Stocks	Self	N/A	None
MCCORMICK & CO INC NON VTG(MKC)	Stocks	Self	N/A	None
MCDONALDS CORP(MCD)	Stocks	Self	N/A	None
MEDTRONIC INC(MDT)	Stocks	Self	N/A	None
MICROSOFT CORP(MSFT)	Stocks	Self	N/A	None
NATIONAL FINANCIAL SERVICES PRIME FUND CAPITAL RESERVES (CASH)	Mutual Funds	Self	N/A	None
NEXTEL ENERGY INC COM(NEE)	Stocks	Self	N/A	None
NORTHEAST UTILITIES	Stocks	Self	N/A	None
NOVARTIS AG ADR(NVS)	Stocks	Self	N/A	None
NUCOR CORP(NUE)	Stocks	Self	N/A	None
PARKER HANNIFIN CORP(PH)	Stocks	Self	N/A	None
PEPSICO INC(PEP)	Stocks	Self	N/A	None
PG&E CORP(PCG)	Stocks	Self	N/A	None
PPL CORPORATION(PPL)	Stocks	Self	N/A	None
PRINCIPAL FINANCIAL GROUP INC(PFG)	Stocks	Self	N/A	None
PROCTER & GAMBLE CO(PG)	Stocks	Self	N/A	None
RAYONIER INC(RYN)	Stocks	Self	N/A	None
ROCKWELL COLLINS(COL)	Stocks	Self	N/A	None
ROPER INDS INC(ROP)	Stocks	Self	N/A	None
S&P 500 DEPOSITORY RECEIPT(SPY)	ETFs	Self	N/A	None
SANOFI-AVENTIS ADR(SNY)	Stocks	Self	N/A	None

Liabilities (2)

Creditor	Type	Amount	Rate	Term
Chase	credit card	$10,001 - $15,000	—	—
American Express	credit card	$10,001 - $15,000	—	—

Trading Sector Allocation (from PTR trades)

Consumer Cyclical$4.7M

Energy$6.1M

Technology$4.4M

Real Estate$495K

Utilities$623K

Consumer Defensive$2.6M

Healthcare$4.8M

Financial Services$7.8M

Banking$875K

Industrials$4.4M

Basic Materials$1.1M

Communication Services$424K

Retail Trade$64K

Services$150K

Manufacturing$24K

Insurance$106K

Richard L. Hanna trades Wealthiest members Most active traders NY delegation Articles

Methodology: Net worth is calculated from annual financial disclosures filed under the STOCK Act. Congress members report asset values and liabilities in ranges (e.g., $1,001-$15,000), not exact amounts. The “estimated net worth” shown is the midpoint of total assets minus the midpoint of total liabilities. Actual values may differ. Stock trading data comes from separate Periodic Transaction Reports (PTRs).