JAMES L. OBERSTAR Net Worth & Financial Disclosure

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Annual financial disclosure for 2009, filed May 13, 2009. Includes 90 assets.

Year:

2010 2009 2008

Est. Net Worth

$5.8M

2009 annual disclosure

Total Assets

$3.4M - $8.1M

90 assets

Total Liabilities

0 liabilities

Total Trades

111

From PTR filings

Trade Volume

$8M

Midpoint of disclosed ranges

Net Worth Over Time

Show data table

Period	Est. net worth
2008	$8.5M
2009	$5.8M
2010	$5.9M

Assets by Category

Stocks$2M (46)

Mutual Funds$1.9M (30)

Bank & Cash$576K (6)

Gov. Securities$550K (2)

Other$375K (3)

LLC / Partnership$350K (2)

ETFs$33K (1)

Top Stock Holdings (from trades)

Alpine Total Dynamic Dividend FundAOD

$1.1M

CepheidCPHD

$1.1M

Nuance CommunicationsNUAN

Archstone Smith TrustASN

All Assets (90)

Asset	Type	Owner	Value	Income
AES Corp(AES)	Stocks	Self	$1,001 - $15,000	None
American Cash Management Trust	Mutual Funds	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Basin Water	Stocks	Self	$1 - $1,000	None
Blackboard Inc.(BBBB)	Stocks	Self	$1,001 - $15,000	None
Cepheid Inc.(CPHD)	Stocks	Self	$1,001 - $15,000	None
Congressional Federal Credit Union	Bank & Cash	Self	$100,001 - $250,000	Interest $1,001 - $2,500
Compuware Corp(CPWR)	Stocks	Self	$1,001 - $15,000	None
Nuance Communication(NUAN)	Stocks	Self	$1,001 - $15,000	None
Fuzion Inc.	Stocks	Self	$1,001 - $15,000	None
Universal Display(OLED)	Stocks	Self	$1,001 - $15,000	None
Wachovia Bank	Bank & Cash	Self	$50,001 - $100,000	Interest $1,001 - $2,500
Absolute Strategies Fund	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
Allianz Global Investors Value Rly Allianz OPCAP	Mutual Funds	Self	$100,001 - $250,000	Dividends $5,001 - $15,000
Allianz NACM Intl	Mutual Funds	Self	$50,001 - $100,000	Dividends $201 - $1,000
Allied Capital Corp	Stocks	Self	$1,001 - $15,000	Dividends $2,501 - $5,000
Anheuser Busch(BUD)	Stocks	Self	N/A	Noncapital Gains $5,001 - $15,000
Apple Computer(AAPL)	Stocks	Self	$15,001 - $50,000	None
Applied Materials(AMAT)	Stocks	Self	$15,001 - $50,000	Dividends $201 - $1,000
Aquila Three Peaks High Income	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
Artio Total Return Bond FD	Mutual Funds	Joint	$15,001 - $50,000	Dividends $2,501 - $5,000
Aston/River Road Small Cap Value	Mutual Funds	Self	$15,001 - $50,000	Dividends $1 - $200
Automatic Data Processing(ADP)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Baron Asset Fund	Mutual Funds	Joint	N/A	None
Basin Water	Stocks	Joint	$1,001 - $15,000	None
Blackboard Inc.	Stocks	Self	$100,001 - $250,000	None
Calamos Market Neutral Income	Mutual Funds	Joint	$50,001 - $100,000	Dividends $1,001 - $2,500
Carmax(KMX)	Stocks	Spouse	N/A	None
Cephid Inc.	Stocks	Joint	$100,001 - $250,000	Capital Gains $1,000,001 - $5,000,000
Champlain Small Company	Mutual Funds	Joint	$15,001 - $50,000	Dividends $201 - $1,000
Chevy Chase Bank	Bank & Cash	Self	$50,000 - $100,000	Interest $5,001 - $15,000
Cohen & Steers Quality Income Realty Fund	Mutual Funds	Self	$1,001 - $15,000	Dividends $1,001 - $2,500
Cortex Pharmaceuticals(CORX)	Stocks	Self	$15,001 - $50,000	None
Daher Corp	Stocks	Self	$1,001 - $15,000	None
Danka Business Systems	Stocks	Self	N/A	None
Diamond Hill Large Cap Fund	Mutual Funds	Self	$50,001 - $100,000	Dividends/Capital Gains $2,501 - $5,000
Disney(DIS)	Stocks	Self	$15,001 - $50,000	Dividends $201 - $1,000
Dodge & Cox Global Stock Fund	Mutual Funds	Self	$5,001 - $50,000	Dividends $201 - $1,000
Dodge & Cox Stock Fund	Mutual Funds	Self	N/A	Dividends $2,501 - $5,000
Drugstore.com(DSCM)	Stocks	Self	$50,001 - $100,000	None
EP MedSystems(EPMD)	Stocks	Self	N/A	None
Exxon Mobil(XOM)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Felicity St Charles, LLC	LLC / Partnership	Self	$100,001 - $250,000	Rent $5,001 - $15,000
Financing Corp FICO Strips	Gov. Securities	Self	$100,001 - $250,000	Interest $5,001 - $15,000
First Commonwealth Financial(FCF)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
FPL Group(NEE)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
General Electric(GE)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Goldman Sachs(GS)	Stocks	Self	N/A	None
Haemonetics Corp(HAE)	Stocks	Self	$15,001 - $50,000	None
Home Depot(HD)	Stocks	Self	$50,001 - $100,000	Dividends $201 - $1,000
Iron Mountain Inc(IRM)	Stocks	Self	$15,001 - $50,000	None
iShares iBoxx $ Investment Grade Corporate Bond ETF(LQD)	ETFs	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Janus Money Market Fund	Mutual Funds	Self	N/A	Dividends $1 - $200
Jefferson Pilot Annuity	Other	Self	$250,001 - $500,000	None
JKO Properties, LLC	LLC / Partnership	Self	$100,001 - $250,000	Rent/Interest $5,001 - $15,000
John Hancock Regional Bank Fund	Mutual Funds	Spouse	$250,001 - $500,000	Dividends/Capital Gains $50,001 - $100,000
Johnson & Johnson(JNJ)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Kurth Bypass Trust	Other	Self	N/A	Excepted Trust
Kurth QTIP A Trust	Other	Self	N/A	Excepted Trust
Masco Global	Mutual Funds	Self	$15,001 - $50,000	None
Masco Growth Fund	Mutual Funds	Self	$50,001 - $100,000	Dividends $201 - $1,000
Met West Total Return Bond	Mutual Funds	Self	$15,001 - $50,000	Dividends $2,501 - $5,000
Microsoft Corporation(MSFT)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
NASDAQ OMX Group(NDAQ)	Stocks	Self	$1,001 - $15,000	None
Nuance Communications(NUAN)	Stocks	Self	$50,001 - $100,000	None
Oakmark International	Mutual Funds	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Pain Therapeutics(PTIE)	Stocks	Self	$50,001 - $100,000	None
PIMCO Commodity Real Return	Mutual Funds	Self	$100,001 - $250,000	Dividends $1,001 - $2,500
Pioneer Cullen Value A	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
POZEN Inc.(POZN)	Stocks	Self	$100,001 - $250,000	None
Prime Fund Daily Money Class	Mutual Funds	Self	$250,000 - $500,000	Dividends $5,001 - $15,000
Procter & Gamble(PG)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Saul Centers REIT(BFS)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Starbucks(SBUX)	Stocks	Self	N/A	None
Stericycle(SRCL)	Stocks	Self	$50,001 - $100,000	None
Strayer Education(STRA)	Stocks	Self	$50,001 - $100,000	Dividends $201 - $1,000
Sunrise Senior Living	Stocks	Self	$15,001 - $50,000	None
T Rowe Price High Yield	Mutual Funds	Spouse	N/A	Dividends $1,001 - $2,500
TCW Total Return Bond	Mutual Funds	Spouse	$50,001 - $100,000	Dividends $2,501 - $5,000
Third Avenue Real Estate Value Fund	Mutual Funds	Spouse	$1,001 - $15,000	Dividends $201 - $1,000
Third Avenue Small Cap	Mutual Funds	Spouse	$15,001 - $50,000	Dividends $201 - $1,000
Trinity Industries(TRN)	Stocks	Self	$15,001 - $50,000	None
U.S. Treasury Notes	Gov. Securities	Self	$250,001 - $500,000	Interest/Capital Gains $15,001 - $50,000
Universal Display Corp(OLED)	Stocks	Self	$100,001 - $250,000	None
Vanguard Federal Money Mkt	Mutual Funds	Spouse	$1,001 - $15,000	Dividends $1 - $200
Vanguard Inflation Protection Sec Adm	Mutual Funds	Spouse	$1,001 - $15,000	Dividends $1 - $200
Wachovia Bank	Bank & Cash	Self	$50,001 - $100,000	Interest $1,001 - $2,500
Wachovia Bank	Bank & Cash	Self	$100,001 - $250,000	Interest $1,001 - $2,500
Washington Mutual	Bank & Cash	Self	$1 - $1,000	Interest
Western Asset Core Plus Inst.	Mutual Funds	Self	N/A	Dividends $1 - $200
Zimmer Holdings(ZBH)	Stocks	Self	$15,001 - $50,000	None

Trading Sector Allocation (from PTR trades)

Utilities$756K

Financial Services$1.7M

Technology$441K

Industrials$466K

Healthcare$150K

Consumer Defensive$33K

JAMES L. OBERSTAR trades Wealthiest members Most active traders MN delegation Articles

Methodology: Net worth is calculated from annual financial disclosures filed under the STOCK Act. Congress members report asset values and liabilities in ranges (e.g., $1,001-$15,000), not exact amounts. The “estimated net worth” shown is the midpoint of total assets minus the midpoint of total liabilities. Actual values may differ. Stock trading data comes from separate Periodic Transaction Reports (PTRs).