JAMES L. OBERSTAR Net Worth & Financial Disclosure

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Annual financial disclosure for 2010, filed May 17, 2010. Includes 91 assets and 1 liabilities.

Year:

2010 2009 2008

Est. Net Worth

$5.9M

2010 annual disclosure

Total Assets

$3.5M - $8.5M

91 assets

Total Liabilities

$50K - $100K

1 liabilities

Total Trades

111

From PTR filings

Trade Volume

$8M

Midpoint of disclosed ranges

Net Worth Over Time

Show data table

Period	Est. net worth
2008	$8.5M
2009	$5.8M
2010	$5.9M

Assets by Category

Stocks$2.3M (43)

Mutual Funds$1.7M (32)

Bank & Cash$675K (5)

Gov. Securities$450K (2)

LLC / Partnership$383K (3)

Other$375K (5)

ETFs$75K (1)

Top Stock Holdings (from trades)

Alpine Total Dynamic Dividend FundAOD

$1.1M

CepheidCPHD

$1.1M

Nuance CommunicationsNUAN

Archstone Smith TrustASN

All Assets (91)

Asset	Type	Owner	Value	Income
AES(AES)	Stocks	Self	$1,001 - $15,000	None
American Funds Money Market Fund (Capital Group Cash Management Trust)	Mutual Funds	Self	$50,001 - $100,000	Dividends $1 - $200
Basin Water(BASIN)	Stocks	Self	$1 - $1,000	None
Blackboard(BBBB)	Stocks	Self	$1,001 - $15,000	None
Cepheid(CPHD)	Stocks	Self	$1,001 - $15,000	None
Congressional Federal Credit Union	Bank & Cash	Self	$100,001 - $250,000	Interest $2,501 - $5,000
Compuware Corp(CPWR)	Stocks	Self	$1,001 - $15,000	None
Nuance Communications(NUAN)	Stocks	Self	$1,001 - $15,000	None
Pozen Inc(POZN)	Stocks	Self	$1,001 - $15,000	None
Universal Display Corp(OLED)	Stocks	Self	$1,001 - $15,000	None
Wachovia Bank	Bank & Cash	Self	$50,001 - $100,000	Interest $201 - $1,000
Absolute Strategies Fund	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
Franklin Templeton Cap Value Fund NJ Large Cap Value Fund	Mutual Funds	Self	N/A	Dividends $2,501 - $5,000
Allianz NACM Intl	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
Allied Capital Corp(ALD)	Stocks	Self	$1,001 - $15,000	None
Apple Computer(AAPL)	Stocks	Self	$50,001 - $100,000	None
Applied Materials(AMAT)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Acuity Three Peaks High Income	Mutual Funds	Spouse	$15,001 - $50,000	Dividends/Capital Gains $2,501 - $5,000
Artio Intl Equity	Mutual Funds	Spouse	$15,001 - $50,000	Dividends/Capital Gains $2,501 - $5,000
Artio Total Return Bond FD	Mutual Funds	Spouse	$15,001 - $50,000	Dividends/Capital Gains $1,001 - $2,500
Aston River Road Small Mid Cap	Mutual Funds	Spouse	$15,001 - $50,000	Capital Gains $1,001 - $2,500
Automatic Data Processing(ADP)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Basin Water	Stocks	Self	$1 - $1,000	None
Blackboard Inc.(BBBB)	Stocks	Self	$100,001 - $250,000	None/Capital Gains $15,001 - $50,000
BlackRock Inflation Protected Bond	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
Cabelas, Inc(CAB)	Stocks	Self	$15,001 - $50,000	None
Calamos Market Neutral Income	Mutual Funds	Spouse	$15,001 - $50,000	Dividends/Capital Gains $1,001 - $2,500
Capital One Financial Corp/Chevy Chase Bank	Bank & Cash	Self	$50,001 - $100,000	Interest $2,501 - $5,000
Cephid Inc.	Stocks	Self	$100,001 - $250,000	None
Champlain Small Company	Mutual Funds	Spouse	$15,001 - $50,000	Capital Gains $201 - $1,000
Cohen & Steers Quality Income Realty Fund(RQI)	Mutual Funds	Self	$1,001 - $15,000	Dividends $201 - $1,000
Cortex Pharmaceuticals(CORX)	Stocks	Self	$1,001 - $15,000	None
Danaher Corp(DHR)	Stocks	Self	$15,001 - $50,000	Dividends $1 - $200
Diamond Hill Large Cap Fund	Mutual Funds	Self	$100,001 - $250,000	Dividends/Capital Gains $2,501 - $5,000
Disney(DIS)	Stocks	Self	$15,001 - $50,000	Dividends $201 - $1,000
Dodge & Cox Global Stock Fund	Mutual Funds	Self	$50,001 - $100,000	Dividends/Capital Gains $2,501 - $5,000
Drugstore.com(DSCM)	Stocks	Self	$100,001 - $250,000	None
Exxon Mobil(XOM)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Fastenal Co(FAST)	Stocks	Self	$15,001 - $50,000	Dividends $201 - $1,000
Federated Capital Reserve Fund	Mutual Funds	Self	$250,001 - $500,000	None
Felicity St Charles, LLC	LLC / Partnership	Self	$100,001 - $250,000	Rent $5,001 - $15,000
Financing Corp FICO Strips	Gov. Securities	Self	$50,001 - $100,000	Interest $2,501 - $5,000
First Commonwealth Financial(FCF)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
FPL Group(FPL)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
General Electric(GE)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
HAEMONETICS CORP(HAE)	Stocks	Self	$50,001 - $100,000	None
HARTFORD INS PUTS(HIG)	Other	Self	N/A	Capital Gains $5,001 - $15,000
Home Depot(HD)	Stocks	Self	$15,001 - $50,000	Dividends $201 - $1,000
INTERDIGITAL INC(IDCC)	Stocks	Self	$50,001 - $100,000	None
IRON MOUNTAIN INC(IRM)	Stocks	Self	$15,001 - $50,000	None
iShares iBoxx Inv Grade(LQD)	ETFs	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Janus Money Market Fund	Mutual Funds	Spouse	$1,001 - $15,000	None
Jefferson Pilot Annuity	Other	Self	$250,001 - $500,000	Interest $5,001 - $15,000
JKO Properties, LLC	LLC / Partnership	Self	$100,001 - $250,000	Rent/Interest $5,001 - $15,000
John Hancock Regional Bank Fund	Mutual Funds	Self	$250,001 - $500,000	Dividends $2,501 - $5,000
Johnson & Johnson(JNJ)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
KC SOUTHERN PUTS(KSU)	Other	Self	N/A	Capital Gains $5,001 - $15,000
Kurth Bypass Trust	Other	Self	N/A	Excepted Trust
Kurth QTIP A Trust	Other	Self	N/A	Excepted Trust
LARA SHULL & MAY (Cash in Brokerage Acct)	Bank & Cash	Self	$100,001 - $250,000	Interest $1 - $200
Marisco Global	Mutual Funds	Spouse	$15,001 - $50,000	Dividends $2,501 - $5,000
Met West Total Return Bond Fund	Mutual Funds	Spouse	$15,001 - $50,000	Dividends/Capital Gains $2,501 - $5,000
Microsoft(MSFT)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
NASDAQ OMX Group(NDAQ)	Stocks	Self	$1,001 - $15,000	None
Nuance Communications(NUAN)	Stocks	Self	$50,001 - $100,000	None
Oakmark International	Mutual Funds	Spouse	$15,001 - $50,000	Dividends/Capital Gains $2,501 - $5,000
PIMCO Commodity Real Return	Mutual Funds	Spouse	$1,001 - $15,000	Dividends/Capital Gains $1,001 - $2,500
MNCO Developing Local Markets	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
PIMCO Total Return	Mutual Funds	Self	$15,001 - $50,000	Dividends $1 - $200
Pioneer Cullen Value A	Mutual Funds	Self	$50,001 - $100,000	Dividends $201 - $1,000
POZEN Inc(POZN)	Stocks	Self	$100,001 - $250,000	None
Prime Fund Daily Money Class	Mutual Funds	Spouse	N/A	Dividends $201 - $1,000
PRIMECAP ODYSSEY GROWTH	Mutual Funds	Self	$15,001 - $50,000	Dividends $1 - $200
Procter & Gamble(PG)	Stocks	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
ROYCE VALUE TRUST	Mutual Funds	Self	$50,001 - $100,000	None
SANDY SPRING BANK(SASR)	Stocks	Self	$100,001 - $250,000	Interest $201 - $1,000
Saul Centers REIT(BFS)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
SCHLUMBERGER LTD(SLB)	Stocks	Self	$15,001 - $50,000	Dividends $201 - $1,000
Stericycle(SRCL)	Stocks	Self	$50,001 - $100,000	None
Strayer Education(STRA)	Stocks	Self	$15,001 - $50,000	Dividends $201 - $1,000
TCW TOTAL RETURN BOND	Mutual Funds	Self	N/A	Dividends/Capital Gains $5,001 - $15,000
Third Avenue Real Estate Value	Mutual Funds	Self	$1,001 - $15,000	Dividends/Capital Gains $201 - $1,000
THIRD AVENUE SMALL CAP	Mutual Funds	Self	N/A	None
TRINITY INDUSTRIES(TRN)	Stocks	Self	$15,001 - $50,000	Dividends $201 - $1,000
U.S. Treasury Notes	Gov. Securities	Self	$250,001 - $500,000	Interest $5,001 - $15,000
Universal Display Corp(OLED)	Stocks	Self	$50,001 - $250,000	None
Vanguard Federal Money Market	Mutual Funds	Self	N/A	Dividends $1 - $200
Vanguard Inflation Protection Sec Adm	Mutual Funds	Spouse	N/A	Dividends/Capital Gains $1,001 - $2,500
Wells Fargo (Cash)	Bank & Cash	Self	$100,001 - $250,000	Interest $1,001 - $2,500
Frozen Tundra	LLC / Partnership	Self	$15,001 - $50,000	None
Zimmer Holdings(ZBH)	Stocks	Self	$15,001 - $50,000	None

Liabilities (1)

Creditor	Type	Amount	Rate	Term
Wells Fargo	margin loan	$50,001 - $100,000	—	—

Trading Sector Allocation (from PTR trades)

Utilities$525K

Financial Services$561K

Technology$441K

Industrials$466K

Healthcare$150K

Consumer Defensive$33K

JAMES L. OBERSTAR trades Wealthiest members Most active traders MN delegation Articles

Methodology: Net worth is calculated from annual financial disclosures filed under the STOCK Act. Congress members report asset values and liabilities in ranges (e.g., $1,001-$15,000), not exact amounts. The “estimated net worth” shown is the midpoint of total assets minus the midpoint of total liabilities. Actual values may differ. Stock trading data comes from separate Periodic Transaction Reports (PTRs).