Fred Upton Net Worth & Financial Disclosure

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Annual financial disclosure for 2012, filed May 15, 2012. Includes 125 assets and 2 liabilities.

Year:

2013 2012 2011 2010 2009 2008

Est. Net Worth

$17.2M

2012 annual disclosure

Total Assets

$6.1M - $28.8M

125 assets

Total Liabilities

$150K - $350K

2 liabilities

Total Trades

604

From PTR filings

Trade Volume

$12.5M

Midpoint of disclosed ranges

Net Worth Over Time

Show data table

Period	Est. net worth
2008	$25.3M
2009	$740K
2010	$7.5M
2011	$943K
2012	$17.2M
2013	$21.1M

Assets by Category

Other$15.2M (5)

Stocks$969K (79)

Real Estate$758K (2)

Bank & Cash$255K (9)

Mutual Funds$203K (17)

Gov. Securities$32K (4)

ETFs$24K (3)

Retirement & Pension$16K (2)

Insurance$0 (4)

Top Stock Holdings (from trades)

Whirlpool CorporationWHR

$467K

Lincoln FinancialLNC

$375K

First Trust Indxx NextG ETFNXTG

$375K

Walmart Inc.WMT

$363K

Wells Fargo & CompanyWFC

$331K

Lockheed Martin CorporationLMT

$258K

The Walt Disney CompanyDIS

$236K

Microsoft CorporationMSFT

$226K

All Assets (125)

Asset	Type	Owner	Value	Income
N.Y. Life Ins. Policy	Insurance	Self	N/A	Dividends
National Life Ins. Policy	Insurance	Self	N/A	Dividends
Huntington Bank Ins. Policy	Insurance	Self	N/A	Dividends
Mass. Mutual Prem. Ins. Policy	Insurance	Self	N/A	Dividends
Ethan Eibling Trust	Other	Self	N/A	None
Wellington Select	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
State Street Bank Accounts	Bank & Cash	Self	$1,001 - $15,000	Interest $1 - $200
JPMorgan Chase Bank	Bank & Cash	Self	$1,001 - $15,000	Interest $1 - $200
AT&T Inc.(T)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Altria Group Inc.(MO)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Comcast Corporation(CMCSA)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Verizon Communications Inc.(VZ)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Broadcom Inc.(AVGO)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Bristol-Myers Squibb Company(BMY)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Berkshire Hathaway Inc. Class B(BRK.B)	Stocks	Self	$1,001 - $15,000	None
Citigroup Inc.(C)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Diageo PLC(DEO)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Duke Energy Corporation(DUK)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Exxon Mobil Corporation(XOM)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Johnson & Johnson(JNJ)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Merck & Co., Inc.(MRK)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Cummins Inc.(CMI)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Gilead Sciences, Inc.(GILD)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
International Business Machines Corporation(IBM)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
The Travelers Companies, Inc.(TRV)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Family Trust (not invested by filer or spouse)	Other	Self	$5,000,001 - $25,000,000	None
Trust holding commercial building	Real Estate	Self	$500,001 - $1,000,000	Rent $50,001 - $100,000
Fifth Third Bank(FITB)	Bank & Cash	Self	$15,001 - $50,000	Interest $201 - $1,000
Midland States Bank(MSBI)	Bank & Cash	Self	$15,001 - $50,000	Interest $201 - $1,000
JPMorgan Chase(JPM)	Bank & Cash	Self	$50,001 - $100,000	Interest $201 - $1,000
The Hummel Co.	Other	Self	$100,001 - $250,000	Dividends $2,501 - $5,000
Fidelity Investment	Mutual Funds	Self	$50,001 - $100,000	Capital Gains $2,501 - $5,000
Merrill Lynch	Bank & Cash	Self	$50,001 - $100,000	Dividends $2,501 - $5,000
Exxon Mobil(XOM)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
IBM(IBM)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Verizon(VZ)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
KeyBank(KEY)	Bank & Cash	Self	$1,001 - $15,000	Interest $1 - $200
Medtronic(MDT)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Pfizer(PFE)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Walgreens Boots Alliance(WBA)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Johnson & Johnson(JNJ)	Stocks	Self	$50,001 - $100,000	Dividends $2,501 - $5,000
Walmart(WMT)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Procter & Gamble(PG)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
American Express(AXP)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Coca-Cola(KO)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Home Depot(HD)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Intuitive Surgical Inc.(ISRG)	Stocks	Self	$1,001 - $15,000	None
Procter & Gamble Co.(PG)	Stocks	Self	$1,001 - $15,000	Dividends
Palladium World Equity Fund	Mutual Funds	Self	$1,001 - $15,000	Capital Gains
SPDR Gold Trust ETF(GLD)	ETFs	Self	$1,001 - $15,000	Capital Gains
JPM High Yield Bond ETF(JNK)	ETFs	Self	$1,001 - $15,000	Interest
Vanguard Total Bond Market Index Fund	Mutual Funds	Self	$1,001 - $15,000	Interest
3M Co.(MMM)	Stocks	Self	$1,001 - $15,000	Dividends
Alphabet Inc. Class A(GOOGL)	Stocks	Self	$1,001 - $15,000	None
Cisco Systems Inc.(CSCO)	Stocks	Self	$1,001 - $15,000	Dividends
ConocoPhillips(COP)	Stocks	Self	$1,001 - $15,000	Dividends
Kellogg Co.(K)	Stocks	Self	$1,001 - $15,000	Dividends
Health South Corp.(EHC)	Stocks	Self	$1,001 - $15,000	None
Lowe's Companies Inc.(LOW)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
Amazon.com Inc.(AMZN)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
Northfield Bank(NFBK)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
Verizon Communications Inc.(VZ)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
Philip Morris International Inc.(PM)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
Stanley Black & Decker Inc.(SWK)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
Wells Fargo & Company(WFC)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
AT&T Inc.(T)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
PNC Financial Services Group Inc.(PNC)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
American Express Company(AXP)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
Bank of America Corporation(BAC)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
BAE Systems plc(BAESY)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
BlackRock Inc.(BLK)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
Bank of New York Mellon Corporation(BK)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
CS Ref Bk	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
CS Ref Bk	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
CS Ref Bk	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
CS Ref Bk	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
DB Self Red Ex Fund	Mutual Funds	Self	$1,001 - $15,000	None
DB Gold Inv Fund Svc	Mutual Funds	Self	$1,001 - $15,000	None
DB REV S&P 500	Mutual Funds	Self	$1,001 - $15,000	None
DB REV S&P 425C	Mutual Funds	Self	$1,001 - $15,000	None
GS BRON ERPE 6/16/12	Gov. Securities	Self	$1,001 - $15,000	None
GS BRON ERPE 11/15/11	Gov. Securities	Self	$1,001 - $15,000	None
GS BRON ERPE 10/4/11	Gov. Securities	Self	$1,001 - $15,000	None
GS BRON ERPE	Gov. Securities	Self	$1,001 - $15,000	None
GS Self Directed IRA	Retirement & Pension	Self	$1,001 - $15,000	None
GS Self Directed Roth	Retirement & Pension	Self	$1,001 - $15,000	None
GS West Pac Gold Inc	Stocks	Self	$1,001 - $15,000	None
HSBC Revn ERPA	Mutual Funds	Self	$1,001 - $15,000	None
HSBC Cont All Cap Eq	Mutual Funds	Self	$1,001 - $15,000	None
HSBC Mid Cap Eq	Mutual Funds	Self	$1,001 - $15,000	None
HSBC BRIC	Mutual Funds	Self	$1,001 - $15,000	None
Fid Intl Index	Mutual Funds	Self	$1,001 - $15,000	None
Fid Contrafund	Mutual Funds	Self	$1,001 - $15,000	None
Fid Magellan	Mutual Funds	Self	$1,001 - $15,000	None
Fid Low Price	Mutual Funds	Self	$1,001 - $15,000	None
City Natl Bank	Bank & Cash	Self	$1,001 - $15,000	Interest
E*Trade(ETFC)	Stocks	Self	$1,001 - $15,000	Dividends
Fidelity Advisor Small Cap	Mutual Funds	Self	$1,001 - $15,000	Dividends
Citi Savings Account	Bank & Cash	Self	$1,001 - $15,000	Interest
Lennar Corp(LEN)	Stocks	Self	$1,001 - $15,000	Dividends
Longpoint Intl	Other	Self	$1,001 - $15,000	None
Lakes The Wave	Real Estate	Self	$1,001 - $15,000	None
Interlake Materials Inc	Other	Self	$1,001 - $15,000	None
JPMorgan Chase(JPM)	Stocks	Self	$1,001 - $15,000	Dividends
Wells Fargo(WFC)	Stocks	Self	$1,001 - $15,000	Dividends
Wachovia(WB)	Stocks	Self	$1,001 - $15,000	Dividends
KBR Inc.(KBR)	Stocks	Self	$1,001 - $15,000	Dividends
Kinder Morgan(KMI)	Stocks	Self	$1,001 - $15,000	Dividends
Anheuser-Busch(BUD)	Stocks	Self	$1,001 - $15,000	Dividends
Anadarko Petroleum(APC)	Stocks	Self	$1,001 - $15,000	Dividends
Microsoft(MSFT)	Stocks	Self	$1,001 - $15,000	Dividends
Google(GOOGL)	Stocks	Self	$1,001 - $15,000	None
Apple Inc.(AAPL)	Stocks	Self	$1,001 - $15,000	Dividends
National Oilwell Varco(NOV)	Stocks	Self	$1,001 - $15,000	Dividends
Devon Energy(DVN)	Stocks	Self	$1,001 - $15,000	Dividends
Parker Drilling Services(PKD)	Stocks	Self	$1,001 - $15,000	None
Areskey Corporation	Stocks	Self	$1,001 - $15,000	None
Rockwell Medical(RMED)	Stocks	Self	$1,001 - $15,000	None
Stryker Corp(SYK)	Stocks	Self	$1,001 - $15,000	None
Stryker Communications Holdings	Stocks	Self	$1,001 - $15,000	None
Schlitz Corp	Stocks	Self	$1,001 - $15,000	None
Southern Co(SO)	Stocks	Self	$1,001 - $15,000	None
UnitedHealth(UNH)	Stocks	Self	$1,001 - $15,000	None
Walmart(WMT)	Stocks	Self	$1,001 - $15,000	None
Vanguard REIT ETF(VNQ)	ETFs	Self	$1,001 - $15,000	None

Liabilities (2)

Creditor	Type	Amount	Rate	Term
J.P. Morgan	line of credit	$50,001 - $100,000	—	—
Chase Home Finance	mortgage	$100,001 - $250,000	—	—

Trading Sector Allocation (from PTR trades)

Energy$337K

Real Estate$113K

Consumer Defensive$542K

Financial Services$1.4M

Consumer Cyclical$1M

Healthcare$548K

Technology$1.2M

Communication Services$453K

Industrials$855K

Basic Materials$161K

Manufacturing$65K

Services$139K

Transportation & Utilities$16K

Retail Trade$145K

Utilities$72K

Insurance$138K

Banking$32K

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Methodology: Net worth is calculated from annual financial disclosures filed under the STOCK Act. Congress members report asset values and liabilities in ranges (e.g., $1,001-$15,000), not exact amounts. The “estimated net worth” shown is the midpoint of total assets minus the midpoint of total liabilities. Actual values may differ. Stock trading data comes from separate Periodic Transaction Reports (PTRs).