Carolyn McCarthy Net Worth & Financial Disclosure

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Annual financial disclosure for 2013, filed May 15, 2013. Includes 115 assets and 2 liabilities.

Year:

2013 2012 2011 2010 2009 2008

Est. Net Worth

$4.4M

2013 annual disclosure

Total Assets

$1.7M - $7.6M

115 assets

Total Liabilities

$150K - $350K

2 liabilities

Total Trades

1,086

From PTR filings

Trade Volume

$4.1M

Midpoint of disclosed ranges

Net Worth Over Time

Show data table

Period	Est. net worth
2008	$3.1M
2009	$3.1M
2010	$3.2M
2011	$6.4M
2012	$29K
2012	$866K
2013	$4.4M

Assets by Category

Real Estate$3.1M (3)

ETFs$419K (37)

Gov. Securities$404K (13)

Bank & Cash$258K (3)

Stocks$188K (23)

Mutual Funds$155K (18)

Other$129K (18)

Top Stock Holdings (from trades)

Exxon Mobil Corporation Common Stock (partial sale)XOM

$41K

NFJ Dividend Int & Pre StgyNFJ

$24K

Vanguard S&P 500VOO

$16K

Vanguard Dividend AppreciationVIG

$16K

All Assets (115)

Asset	Type	Owner	Value	Income
Consumer Staples Select Sector SPDR Fund(XLP)	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
Eaton Vance Tax-Managed Global Diversified Equity Income Fund	Mutual Funds	Self	$1,001 - $15,000	Dividends $201 - $1,000
Energy Select Sector SPDR Fund(XLE)	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
Exxon Mobil Corp(XOM)	Stocks	Self	$15,001 - $50,000	Dividends $201 - $1,000
GlaxoSmithKline PLC(GSK)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
Goldcorp Inc(GG)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
iShares Barclays Aggregate Bond Fund	ETFs	Self	$15,001 - $50,000	Dividends $201 - $1,000
iShares Barclays TIPS Bond Fund	ETFs	Self	$15,001 - $50,000	Dividends $201 - $1,000
iShares DJ US Basic Materials Sector	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
iShares DJ US Tech Index Fund	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
iShares FTSE China 25 Index Fund	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
iShares iBoxx $ High Yield Corporate Bond Fund	ETFs	Self	$1,001 - $15,000	Dividends $201 - $1,000
iShares iBoxx Investment Grade Corporate Bond Fund	ETFs	Self	$1,001 - $15,000	Dividends $201 - $1,000
iShares MSCI Japan Index Fund	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
iShares S&P Mid Cap 400 Value	ETFs	Self	$1,001 - $15,000	Capital Gains/Dividends $1,001 - $2,500
iShares S&P Small Cap 600 Value	ETFs	Self	$1,001 - $15,000	Capital Gains/Dividends $2,501 - $5,000
iShares S&P National Municipal Bond Fund	ETFs	Self	$1,001 - $15,000	Dividends $201 - $1,000
Market Vectors High Yield Municipal	ETFs	Self	$15,001 - $50,000	Capital Gains/Dividends $1,001 - $2,500
Pfizer Inc.(PFE)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
Powershares Db Comm Trk Inc(DBC)	ETFs	Self	$1,001 - $15,000	None
Powershares Insured Natl Muni Bd	ETFs	Self	$15,001 - $50,000	Dividends $201 - $1,000
Pwrshares Insured NY Muni Bnd	ETFs	Self	$15,001 - $50,000	Dividends $201 - $1,000
RevenueShares Large Cap ETF	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
RevenueShares Mid Cap ETF	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
RevenueShares Small Cap ETF	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
SPDR DJ Wilshire Int'l Real Est	ETFs	Self	$1,001 - $15,000	Dividends $201 - $1,000
United States Natural Gas Fd(UNG)	ETFs	Self	$1,001 - $15,000	None
Vanguard Mega Cap 300 Value	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
Vanguard S&P 500 ETF	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
Vanguard Total Bond Market	Mutual Funds	Self	$1,001 - $15,000	Dividends $201 - $1,000
Wisdomtree Trust Emg Mkt Eq	ETFs	Self	$1,001 - $15,000	Dividends $201 - $1,000
Anheuser Busch Inbev(BUD)	Stocks	Self	N/A	Capital Gains/Dividends $1,001 - $2,500
Credit Suisse Group(CS)	Stocks	Self	N/A	Capital Gains $1,001 - $2,500
Companhia Siderurgica Nacional ADR(SID)	Stocks	Self	N/A	None
USG Corporation New(USG)	Stocks	Self	N/A	Capital Gains $201 - $1,000
ATP Oil & Gas Corp(ATPG)	Stocks	Self	$1 - $1,000	None
Facebook Inc(META)	Stocks	Self	N/A	None
AT&T Inc(T)	Stocks	Self	N/A	Capital Gains/Dividends $201 - $1,000
Valero Energy Corp Del New(VLO)	Stocks	Self	N/A	Capital Gains/Dividends $201 - $1,000
Wal Mart Stores Inc(WMT)	Stocks	Self	N/A	Capital Gains/Dividends $201 - $1,000
Morgan Stanley Bank	Bank & Cash	Self	$50,001 - $100,000	Interest $1 - $200
Aberdeen Asia-Pac	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
Blackrock NY Muni Income Trust	Mutual Funds	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Cohen & Steers Infrastructure	Mutual Funds	Self	$1,001 - $15,000	Dividends $201 - $1,000
DWS Muni Income Trust	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
Eaton Vance Tax-Mngd Glbl	Mutual Funds	Self	$1,001 - $15,000	Dividends $201 - $1,000
Government Ppty Inc Tt	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
Market Vectors High Yield Muni	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
Neuberger Berman Real Est	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
NFJ Dividend Int & Prem Stgy	Mutual Funds	Self	$1,001 - $15,000	Dividends $201 - $1,000
Nuveen Eqy Premium Oppy Fd	Mutual Funds	Self	$1,001 - $15,000	Dividends $201 - $1,000
Pioneer Muni Hi Inc Adv T	Mutual Funds	Self	$5,001 - $15,000	Dividends $1,001 - $2,500
Powershares Eft Tr II	ETFs	Self	$1,001 - $15,000	Dividends $1 - $200
Pwrshares Insured NY Muni Bnd	ETFs	Self	$1,001 - $15,000	Dividends $201 - $1,000
Source Capital Inc	Stocks	Self	$5,001 - $15,000	Dividends $201 - $1,000
Vanguard Dividend Appreciation	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
Monroe Cnty NY Pub Impt Monroe County, NY, US	Gov. Securities	Self	$15,001 - $50,000	Interest $1,001 - $2,500
New York NY City Genl Oblig New York, NY, US	Gov. Securities	Self	$1,001 - $15,000	Interest $201 - $1,000
New York St Dorm Auth Sch New York, US	Gov. Securities	Self	$15,001 - $50,000	Interest $201 - $1,000
Metropolitan Transn Auth NY	Gov. Securities	Self	$1,001 - $15,000	Interest $201 - $1,000
New York St Twy Auth Gen	Gov. Securities	Self	$15,000 - $50,000	Interest $201 - $1,000
Rev St G	Gov. Securities	Self	$100,000 - $100,000	Interest $1,001 - $2,500
New York NY City Indl Dev Agcy	Gov. Securities	Self	$50,001 - $100,000	Interest $201 - $1,000
Rev	Gov. Securities	Self	$50,001 - $100,000	Interest $201 - $1,000
United States Treasury Bond	Gov. Securities	Self	$15,001 - $50,000	Interest $1,001 - $2,500
United States Treasury Bond	Gov. Securities	Self	$1,001 - $15,000	Interest $201 - $1,000
John Hancock Pfd Inc Fd	Mutual Funds	Self	N/A	Dividends $201 - $1,000
United States Treasury Note	Gov. Securities	Self	N/A	Interest $201 - $1,000
United States Treasury Inflation	Gov. Securities	Self	N/A	Interest/Cap Gains $2,501 - $5,000
Metropolitan Transn Auth NY Trans	Gov. Securities	Self	N/A	Capital Gains $2,501 - $5,000
Morgan Stanley Bank	Bank & Cash	Self	$1,001 - $15,000	None
American Tower Reit Com(AMT)	Stocks	Self	$15,001 - $50,000	None
Blackrock Intl Gth & Inc Tr	Mutual Funds	Self	$1,001 - $15,000	None
Duke Energy Corp(DUK)	Stocks	Self	$1,001 - $15,000	None
Eaton Vance Tax Mgd Div Equ	Mutual Funds	Self	$1,001 - $15,000	None
Eaton Vance Tax-Mgd Glbl	Mutual Funds	Self	$1,001 - $15,000	None
Energy Select Sector SPDR Fund(XLE)	ETFs	Self	$1,001 - $15,000	None
Ford Motor Co New(F)	Stocks	Self	$1,001 - $15,000	None
Great Plains Energy Inc(GXP)	Stocks	Self	$1,001 - $15,000	None
Guggenheim S&P 500 Equal Weight ETF Trust(RSP)	ETFs	Self	$1,001 - $15,000	None
iShares 10+ Year Credit Bond(CLY)	ETFs	Self	$1,001 - $15,000	None
iShares Dow Jones EPAC Select Dividend(IDV)	ETFs	Self	$1,001 - $15,000	None
iShares iBoxx $ High Yield Corporate Bond(HYG)	ETFs	Self	$1,001 - $15,000	None
iShares S&P Growth Allocation(AOR)	ETFs	Self	$1,001 - $15,000	None
Procter & Gamble(PG)	Stocks	Self	$1,001 - $15,000	None
US Bancorp Com New(USB)	Stocks	Self	$1,001 - $15,000	None
Vanguard Dividend Appreciation(VIG)	ETFs	Self	$1,001 - $15,000	None
Vanguard S&P 500(VOO)	ETFs	Self	$1,001 - $15,000	None
WisdomTree Total Dividend(DTD)	ETFs	Self	$1,001 - $15,000	None
General Electric Co(GE)	Stocks	Self	$15,001 - $50,000	None
NFJ Dividend Int & Pre Stgy	Mutual Funds	Self	N/A	None
Invesco Mortgage Capital Inc(IVR)	Stocks	Self	$1,001 - $15,000	None
JP Morgan Alerian MLP Index(AMJ)	ETFs	Self	$1,001 - $15,000	None
NY's 529 College Savings - Based Option-Moderate Age	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Markets Index Portfolio	Other	Self	$1 - $1,000	None
NY's 529 College Savings - Index Portfolio	Other	Self	$1 - $1,000	None
NY's 529 College Savings - Grandchild Inflation-Protected Bond Portfolio	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Based Option-Conservative	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Growth Portfolio-Aggressive	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Growth Portfolio-Conservative	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Grandchild Income Portfolio	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Based Option-Moderate Age	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Based Option-Conservative Age	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Growth Portfolio	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Aggressive Growth Portfolio	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Market Index Portfolio	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Value Stock Index	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Conservative Growth Portfolio	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Bond Market Index Portfolio	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Inflation-Protected Securities Index Portfolio	Other	Self	$1,001 - $15,000	None
NY's 529 College Savings - Income Portfolio	Other	Self	$1,001 - $15,000	None
Congressional Federal Credit Union accounts	Bank & Cash	Self	$100,001 - $250,000	Interest $201 - $1,000
House - 11A Bushy Neck Lane Westhampton, NY, US	Real Estate	Self	$1,000,001 - $5,000,000	Rent $50,001 - $100,000
Village of Pinehurst Terrace Village, Old Point, NC, US	Real Estate	Self	$50,001 - $100,000	None
Vacant Land - Silver Sands Shores, Lt 138, 17, Blk 263, Lot 12 Silver Sands Shores, US	Real Estate	Self	$1 - $1,000	None

Liabilities (2)

Creditor	Type	Amount	Rate	Term
Wells Fargo Bank	mortgage	$100,001 - $250,000	—	—
Bridgehampton National Bank	mortgage	$50,001 - $100,000	—	—

Trading Sector Allocation (from PTR trades)

Technology$48K

Consumer CyclicalN/A

Financial Services$40K

Basic MaterialsN/A

ManufacturingN/A

Consumer DefensiveN/A

Energy$57K

HealthcareN/A

Real EstateN/A

Communication ServicesN/A

Industrials$16K

UtilitiesN/A

BankingN/A

Retail TradeN/A

Transportation & UtilitiesN/A

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Methodology: Net worth is calculated from annual financial disclosures filed under the STOCK Act. Congress members report asset values and liabilities in ranges (e.g., $1,001-$15,000), not exact amounts. The “estimated net worth” shown is the midpoint of total assets minus the midpoint of total liabilities. Actual values may differ. Stock trading data comes from separate Periodic Transaction Reports (PTRs).