Annual financial disclosure for 2013, filed May 15, 2013. Includes 115 assets and 2 liabilities.
| Asset | Value |
|---|---|
Ameritrade HSA Investment FSA | N/A |
3.35% Bond due 12/1/12 | $1,001 - $15,000 |
| Creditor | Type | Amount |
|---|---|---|
| Fifth Third Bank | mortgage | $50,001 - $100,000 |
| Union Savings Bank | mortgage | $100,001 - $250,000 |
| $1,001 - $15,000 |
| $1,001 - $15,000 |
Cincinnati OH GO Unlimited Variable Purpose 4.0% due 12/1/17 Cincinnati, OH, US | N/A |
Cincinnati OH Water System 5.0% due 11/1/14 Cincinnati, OH, US | $15,001 - $50,000 |
Coastal B&T of FL US 2.2% 12/04/12 Fixed Rate CD FL, US | N/A |
Dayton OH City Sch 2.5% 12/1/18 Dayton, OH, US | $15,001 - $50,000 |
Genl Elec Cap Corp 1.625% 3/15/18 | $15,001 - $50,000 |
Hamilton Cnty Health 4.0% 6/1/23 Hamilton County, OH, US | $15,001 - $50,000 |
Hamilton Cnty OH Swr Sys 4.35% 12/1/23 Hamilton County, OH, US | $50,001 - $100,000 |
Hamilton Cnty OH 2.5% 1/1/23 Hamilton County, OH, US | $1,001 - $15,000 |
Harrison OH Wastewater 2.5% 1/1/20 Harrison, OH, US | $1,001 - $15,000 |
| $15,001 - $50,000 |
Kenton Cnty KY 4.0% 3/1/14 Kenton County, KY, US | $1,001 - $15,000 |
Kings LCI Sch Dist OH Ser B 3.5% 12/1/12 Ohio, US | N/A |
Mason City Wtr Line Impt 1.954% 12/1/17 | $15,001 - $50,000 |
Mifflin Bank OK US 2.2% 5/1/20 Oklahoma, US | $50,001 - $100,000 |
North Union OH 1.5% 12/1/17 Ohio, US | $15,001 - $50,000 |
Ohio St. 3.0% 11/1/16 Ohio, US | $15,001 - $50,000 |
Ohio St. 3.0% 8/1/20 Ohio, US | $1,001 - $15,000 |
Ohio St. Univ. Gen Repts 11/14 | $15,001 - $50,000 |
3.125% 12/1/18 | $1,001 - $15,000 |
Richardson TX 2.0% 2/15/17 Richardson, TX, US | $15,001 - $50,000 |
Cincinnati OH Rev 5.0% 6/1/34 Cincinnati, OH, US | $50,001 - $100,000 |
Univ Cincinnati OH 2.0% 6/1/17 Cincinnati, OH, US | $15,001 - $50,000 |
| $50,001 - $100,000 |
West Chester Twp, 4.0% 2/1/14 West Chester Twp, OH, US | $15,001 - $50,000 |
| $50,001 - $100,000 |
Royce Value Trust | $1,001 - $15,000 |
Barclays BK DE US 2.3% 3/13/12 Fixed Rate CD | $1,001 - $15,000 |
Barclays Bank Floating Rate Fund Cl C | N/A |
First Trust Strategic Income Opportunities | N/A |
PIMCO All Asset (PAUCX) | $50,001 - $100,000 |
| $15,001 - $50,000 |
Putnam Floating Rate Income Fund Class C | N/A |
UBS Bank Deposit | $250,001 - $500,000 |
401(k) Main Strategy Income Fund | $1,001 - $15,000 |
401(k) PIMCO Total Return | $1,001 - $15,000 |
401(k) Thornburg Limited Term Income Fund | $1,001 - $15,000 |
| N/A |
Alger Managed Futures Strategy Fund | $1,001 - $15,000 |
| $1,001 - $15,000 |
| N/A |
| N/A |
| N/A |
| N/A |
Cambiar Opportunity Fund | $15,001 - $50,000 |
| N/A |
| N/A |
| N/A |
| N/A |
Credit Suisse Commodity Return Fund A | $15,001 - $50,000 |
| N/A |
| N/A |
| $15,001 - $50,000 |
IRA 1,2 Eaton Vance Tax-Managed Diversified Equity Income | $1,001 - $15,000 |
| N/A |
| N/A |
| $100,001 - $250,000 |
| $50,001 - $100,000 |
| N/A |
| N/A |
| N/A |
| N/A |
| N/A |
| $1,001 - $15,000 |
| $50,001 - $100,000 |
| N/A |
| N/A |
JP Morgan Strategic Income Opportunities Fund | $1,001 - $15,000 |
| N/A |
| N/A |
| N/A |
| N/A |
| N/A |
Pimco All Assets | $50,001 - $100,000 |
Pioneer Oak Ridge Global Growth Fund Class A | $15,001 - $50,000 |
Virtus Vontobel Emerging Markets Opportunities Fund | $1,001 - $15,000 |
| N/A |
| N/A |
| $50,001 - $100,000 |
| $15,001 - $50,000 |
| $1,001 - $15,000 |
| $1,001 - $15,000 |
| N/A |
| N/A |
| N/A |
US Bank deposit account | $1,001 - $15,000 |
| N/A |
| N/A |
| N/A |
| N/A |
| $1,001 - $15,000 |
| N/A |
Wells Fargo Advantage Endeavor Select | N/A |
| $50,001 - $100,000 |
Columbia Capital 7.125% due 7/31/13 | N/A |
GE Capital Corp 6.1% Due 11/15/32 | N/A |
Goldman Sachs BK UIT US 5.0% Fixed Rate CD MLD Efficient 5/13/2018 | N/A |
JP Morgan Strategic Income Opp Fund Cl C | $50,001 - $100,000 |
DBS Bank deposit (cash) | $100,001 - $250,000 |
| N/A |
| $1,001 - $15,000 |
| $1,001 - $15,000 |
Northeastern High Field MRI LLC (50% interest in medical imaging facility) | N/A |
OCOC Butler County LLC West Chester, OH, US | $1,001 - $15,000 |
OCOC West Chester LLC Class A Unit | $100,001 - $250,000 |
OCOC Imaging LLC, Class B Units Cincinnati, OH, US | $1 - $1,000 |
Cincinnati Medical Practice Cincinnati, OH, US | $250,001 - $500,000 |
Manaba Management LLC Cincinnati, OH, US | N/A |
| $1,001 - $15,000 |
Fifth Third Bank accounts | $50,001 - $100,000 |
Nuveen Ohio Municipal Bond Fund Cl A | $10,001 - $15,000 |
PNC Bank accounts | $100,001 - $250,000 |
