Brad R. Wenstrup Net Worth & Financial Disclosure

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Annual financial disclosure for 2013, filed May 15, 2013. Includes 115 assets and 2 liabilities.

Year:

2013 2012

Est. Net Worth

$3M

2013 annual disclosure

Total Assets

$1.9M - $4.6M

115 assets

Total Liabilities

$150K - $350K

2 liabilities

Total Trades

From PTR filings

Trade Volume

$734K

Midpoint of disclosed ranges

Net Worth Over Time

Show data table

Period	Est. net worth
2012	$441K
2013	$3M

Assets by Category

Bank & Cash$816K (8)

LLC / Partnership$559K (6)

Gov. Securities$483K (18)

Mutual Funds$433K (21)

Retirement & Pension$356K (20)

ETFs$239K (11)

Stocks$207K (25)

Other$116K (5)

Real Estate$33K (1)

Top Stock Holdings (from trades)

IRA 1, 2/ Health Care Select Sector SPDR Fund (XLV)XLV

$33K

All Assets (115)

Asset	Type	Owner	Value	Income
Ameritrade HSA Investment FSA	Retirement & Pension	Self	N/A	Interest/Cap Gains $1 - $200
3.35% Bond due 12/1/12	Other	Self	$1,001 - $15,000	None
BB&T Corp Preferred 8.1%	Stocks	Self	$1,001 - $15,000	None
Calamos Convertible and High Income Fund (CHY)(CHY)	Mutual Funds	Self	$1,001 - $15,000	Dividends $201 - $1,000
Cincinnati OH GO Unlimited Variable Purpose 4.0% due 12/1/17 Cincinnati, OH, US	Gov. Securities	Self	N/A	Interest/Cap Gains $201 - $1,000
Cincinnati OH Water System 5.0% due 11/1/14 Cincinnati, OH, US	Gov. Securities	Self	$15,001 - $50,000	Interest $201 - $1,000
Coastal B&T of FL US 2.2% 12/04/12 Fixed Rate CD FL, US	Bank & Cash	Self	N/A	Interest $201 - $1,000
Dayton OH City Sch 2.5% 12/1/18 Dayton, OH, US	Gov. Securities	Self	$15,001 - $50,000	Interest $201 - $1,000
Genl Elec Cap Corp 1.625% 3/15/18	Other	Self	$15,001 - $50,000	Interest $1 - $200
Hamilton Cnty Health 4.0% 6/1/23 Hamilton County, OH, US	Gov. Securities	Self	$15,001 - $50,000	Interest $201 - $1,000
Hamilton Cnty OH Swr Sys 4.35% 12/1/23 Hamilton County, OH, US	Gov. Securities	Self	$50,001 - $100,000	Interest $201 - $1,000
Hamilton Cnty OH 2.5% 1/1/23 Hamilton County, OH, US	Gov. Securities	Self	$1,001 - $15,000	Interest $201 - $1,000
Harrison OH Wastewater 2.5% 1/1/20 Harrison, OH, US	Gov. Securities	Self	$1,001 - $15,000	Interest $201 - $1,000
iShares S&P U.S. Preferred Stock ETF(PFF)	ETFs	Self	$15,001 - $50,000	Dividends $201 - $1,000
Kenton Cnty KY 4.0% 3/1/14 Kenton County, KY, US	Gov. Securities	Self	$1,001 - $15,000	Interest $201 - $1,000
Kings LCI Sch Dist OH Ser B 3.5% 12/1/12 Ohio, US	Gov. Securities	Self	N/A	Interest/Capital Gains $201 - $1,000
Mason City Wtr Line Impt 1.954% 12/1/17	Gov. Securities	Self	$15,001 - $50,000	Tax-Deferred
Mifflin Bank OK US 2.2% 5/1/20 Oklahoma, US	Other	Self	$50,001 - $100,000	Interest $1,001 - $2,500
North Union OH 1.5% 12/1/17 Ohio, US	Gov. Securities	Self	$15,001 - $50,000	Interest $201 - $1,000
Ohio St. 3.0% 11/1/16 Ohio, US	Gov. Securities	Self	$15,001 - $50,000	Interest $201 - $1,000
Ohio St. 3.0% 8/1/20 Ohio, US	Gov. Securities	Self	$1,001 - $15,000	Interest $201 - $1,000
Ohio St. Univ. Gen Repts 11/14	Gov. Securities	Self	$15,001 - $50,000	Interest $201 - $1,000
3.125% 12/1/18	Gov. Securities	Self	$1,001 - $15,000	Interest $201 - $1,000
Richardson TX 2.0% 2/15/17 Richardson, TX, US	Real Estate	Self	$15,001 - $50,000	Rent $201 - $1,000
Cincinnati OH Rev 5.0% 6/1/34 Cincinnati, OH, US	Gov. Securities	Self	$50,001 - $100,000	Interest $1,001 - $2,500
Univ Cincinnati OH 2.0% 6/1/17 Cincinnati, OH, US	Gov. Securities	Self	$15,001 - $50,000	None
Vornado Realty Trust(VNO)	Stocks	Self	$50,001 - $100,000	Dividends $1 - $200
West Chester Twp, 4.0% 2/1/14 West Chester Twp, OH, US	Gov. Securities	Self	$15,001 - $50,000	None
Boeing Co.(BA)	Stocks	Self	$50,001 - $100,000	Dividends/Capital Gains $201 - $1,000
Royce Value Trust	Mutual Funds	Self	$1,001 - $15,000	Dividends $1,001 - $2,500
Barclays BK DE US 2.3% 3/13/12 Fixed Rate CD	Bank & Cash	Self	$1,001 - $15,000	Interest $201 - $1,000
Barclays Bank Floating Rate Fund Cl C	Mutual Funds	Self	N/A	Dividends $1 - $200
First Trust Strategic Income Opportunities	Mutual Funds	Self	N/A	Dividends $1 - $200
PIMCO All Asset (PAUCX)	Mutual Funds	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Procter & Gamble(PG)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Putnam Floating Rate Income Fund Class C	Mutual Funds	Self	N/A	Dividends $1 - $200
UBS Bank Deposit	Bank & Cash	Self	$250,001 - $500,000	Interest $1,001 - $2,500
401(k) Main Strategy Income Fund	Mutual Funds	Self	$1,001 - $15,000	Tax-Deferred
401(k) PIMCO Total Return	Mutual Funds	Self	$1,001 - $15,000	Tax-Deferred
401(k) Thornburg Limited Term Income Fund	Mutual Funds	Self	$1,001 - $15,000	Tax-Deferred
3M Co.(MMM)	Stocks	Self	N/A	Tax-Deferred/Dividends/Capital Gains $1,001 - $2,500
Alger Managed Futures Strategy Fund	Mutual Funds	Spouse	$1,001 - $15,000	Tax-Deferred
Altria Group Inc.(MO)	Stocks	Self	$1,001 - $15,000	Tax-Deferred/Dividends/Capital Gains $1,001 - $2,500
Analog Devices Inc.(ADI)	Stocks	Self	N/A	Tax-Deferred/Dividends/Capital Gains $201 - $1,000
Anheuser-Busch InBev(BUD)	Stocks	Self	N/A	Tax-Deferred/Dividends/Capital Gains $1,001 - $2,500
Apache Corp.(APA)	Retirement & Pension	Self	N/A	Deferred/Dividends/Capital Gains $1 - $200
AT&T Inc.(T)	Retirement & Pension	Self	N/A	Deferred/Dividends/Capital Gains $201 - $1,000
Cambiar Opportunity Fund	Retirement & Pension	Self	$15,001 - $50,000	Deferred/Dividends/Capital Gains $201 - $1,000
Chevron Corp.(CVX)	Retirement & Pension	Self	N/A	Deferred/Dividends/Capital Gains $1,001 - $2,500
Cisco Systems Inc.(CSCO)	Retirement & Pension	Self	N/A	Deferred/Dividends/Capital Gains $1 - $200
Coca Cola Co.(KO)	Retirement & Pension	Self	N/A	Deferred/Dividends/Capital Gains $1,001 - $2,500
Comcast Corp.(CMCSA)	Retirement & Pension	Self	N/A	Deferred/Dividends/Capital Gains $201 - $1,000
Credit Suisse Commodity Return Fund A	Retirement & Pension	Self	$15,001 - $50,000	Deferred/Dividends/Capital Gains
CSX Corp.(CSX)	Retirement & Pension	Self	N/A	Deferred/Dividends/Capital Gains $201 - $1,000
IRA 1,2 Delaware Diversified Income Fund(DODBX)	Retirement & Pension	Self	N/A	Tax-Deferred/Dividends $1 - $200
IRA 1,2 Eaton Vance Global Macro Absolute Return Fund A(EAGMX)	Retirement & Pension	Self	$15,001 - $50,000	Tax-Deferred/Dividends $201 - $1,000
IRA 1,2 Eaton Vance Tax-Managed Diversified Equity Income	Retirement & Pension	Self	$1,001 - $15,000	Tax-Deferred/Dividends $1,001 - $2,500
IRA 1,2 EMC Corp.(EMC)	Retirement & Pension	Self	N/A	Tax-Deferred/Dividends/Capital Gains $201 - $1,000
IRA 1,2 Exxon Mobil(XOM)	Retirement & Pension	Self	N/A	Tax-Deferred/Dividends/Capital Gains $201 - $1,000
IRA 1,2 First Eagle Overseas Fund A(SGOVX)	Retirement & Pension	Self	$100,001 - $250,000	Tax-Deferred/Dividends $201 - $1,000
IRA 1,2 Gateway Fund Class A(GATEX)	Retirement & Pension	Self	$50,001 - $100,000	Tax-Deferred/Dividends/Capital Gains $201 - $1,000
IRA 1,2 General Electric(GE)	Retirement & Pension	Self	N/A	Tax-Deferred/Dividends/Capital Gains $201 - $1,000
IRA 1,2 Health Care Select Sector SPDR Fund(XLV)	Retirement & Pension	Self	N/A	Tax-Deferred/Dividends/Capital Gains $201 - $1,000
IRA 1,2 Intel Corp.(INTC)	Retirement & Pension	Self	N/A	Tax-Deferred/Dividends $1 - $200
International Business Machines(IBM)	Stocks	Joint	N/A	Tax-Deferred Dividends/Capital Gains $1,001 - $2,500
iPATH S&P 500 VIX(VXX)	ETFs	Joint	N/A	Tax-Deferred
iShares S&P 100 Index Fund(OEF)	ETFs	Joint	$1,001 - $15,000	Tax-Deferred Dividends/Capital Gains $1 - $200
iShares Trust Russell 1000 Growth Index Fund(IWF)	ETFs	Joint	$50,001 - $100,000	Tax-Deferred Dividends/Capital Gains $201 - $1,000
Johnson & Johnson(JNJ)	Stocks	Joint	N/A	Tax-Deferred Dividends/Capital Gains $201 - $1,000
JP Morgan Chase(JPM)	Stocks	Joint	N/A	Tax-Deferred Dividends/Capital Gains $1 - $200
JP Morgan Strategic Income Opportunities Fund	Mutual Funds	Joint	$1,001 - $15,000	Tax-Deferred Dividends $201 - $1,000
McDonalds Corp.(MCD)	Stocks	Joint	N/A	Tax-Deferred Dividends/Capital Gains $1,001 - $2,500
Merck & Co.(MRK)	Stocks	Joint	N/A	Tax-Deferred Dividends/Capital Gains $201 - $1,000
Metlife Inc.(MET)	Stocks	Joint	N/A	Tax-Deferred Dividends/Capital Gains $1 - $200
Microsoft Corp.(MSFT)	Stocks	Self	N/A	Dividends $1 - $200
Oracle Corp.(ORCL)	Stocks	Self	N/A	Dividends $201 - $1,000
Pimco All Assets	Mutual Funds	Self	$50,001 - $100,000	Tax-Deferred/Dividends/Capital Gains $1,001 - $2,500
Pioneer Oak Ridge Global Growth Fund Class A	Mutual Funds	Self	$15,001 - $50,000	Tax-Deferred/Capital Gains $1 - $200
Virtus Vontobel Emerging Markets Opportunities Fund	Mutual Funds	Self	$1,001 - $15,000	Tax-Deferred/Dividends $201 - $1,000
Schlumberger(SLB)	Stocks	Self	N/A	Tax-Deferred/Dividends $1 - $200
Sector SPDR Trust SHS Ben Int Materials(XLB)	ETFs	Self	N/A	Tax-Deferred/Dividends/Capital Gains $201 - $1,000
SPDR S&P 500 ETF(SPY)	ETFs	Self	$50,001 - $100,000	Tax-Deferred/Dividends/Capital Gains $1,001 - $2,500
SPDR S&P Dividend ETF(SDY)	ETFs	Self	$15,001 - $50,000	Tax-Deferred/Dividends/Capital Gains $1,001 - $2,500
SPDR S&P Midcap 400 ETF (MDY)(MDY)	ETFs	Self	$1,001 - $15,000	Tax-Deferred/Dividends $1 - $200
Technology Sector SPDR Trust (XLK)(XLK)	ETFs	Self	$1,001 - $15,000	Tax-Deferred/Dividends $1 - $200
Teva Pharmaceuticals (TEVA)(TEVA)	Stocks	Self	N/A	Dividends $1 - $200
Thermo Fisher Scientific Inc. (TMO)(TMO)	Stocks	Self	N/A	Tax-Deferred/Dividends/Capital Gains $201 - $1,000
Travelers Inc. (TRV)(TRV)	Stocks	Self	N/A	Tax-Deferred/Dividends/Capital Gains $201 - $1,000
US Bank deposit account	Bank & Cash	Self	$1,001 - $15,000	Tax-Deferred
United Technologies (UTX)(UTX)	Stocks	Self	N/A	Tax-Deferred/Dividends/Capital Gains $1 - $200
US Bancorp (USB)(USB)	Stocks	Self	N/A	Tax-Deferred/Dividends/Capital Gains $201 - $1,000
Utilities Sector SPDR Trust (XLU)(XLU)	ETFs	Self	N/A	Tax-Deferred/Dividends/Capital Gains $201 - $1,000
Vanguard Sector Index Fund Financials (VFH)(VFH)	ETFs	Self	N/A	Tax-Deferred
Virtus Multi-Sector Short Term Bond Fund(NARAX)	Mutual Funds	Self	$1,001 - $15,000	Tax-Deferred/Dividends $201 - $1,000
Walt Disney Co.(DIS)	Stocks	Self	N/A	Tax-Deferred/Dividends/Capital Gains $1,001 - $2,500
Wells Fargo Advantage Endeavor Select	Mutual Funds	Self	N/A	Tax-Deferred
WF/VEG Emerging Markets Equity Fund(EMIGAX)	Mutual Funds	Self	$50,001 - $100,000	Tax-Deferred/Dividends $1 - $200
Columbia Capital 7.125% due 7/31/13	Other	Self	N/A	Tax-Deferred
GE Capital Corp 6.1% Due 11/15/32	Other	Self	N/A	Tax-Deferred
Goldman Sachs BK UIT US 5.0% Fixed Rate CD MLD Efficient 5/13/2018	Bank & Cash	Self	N/A	Interest $1 - $200
JP Morgan Strategic Income Opp Fund Cl C	Mutual Funds	Self	$50,001 - $100,000	Tax-Deferred
DBS Bank deposit (cash)	Bank & Cash	Self	$100,001 - $250,000	Tax-Deferred
Proctor and Gamble(PG)	Stocks	Self	N/A	Tax-Deferred
Schwab Govt Money Fund(SWGXX)	Mutual Funds	Self	$1,001 - $15,000	Interest $1 - $200
Lent (Smith) Wealth Management(LNXMX)	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
Northeastern High Field MRI LLC (50% interest in medical imaging facility)	LLC / Partnership	Self	N/A	Partnership Gains/Capital Gains $1,001 - $2,500
OCOC Butler County LLC West Chester, OH, US	LLC / Partnership	Self	$1,001 - $15,000	Partnership Income $201 - $1,000
OCOC West Chester LLC Class A Unit	LLC / Partnership	Self	$100,001 - $250,000	Partnership Income $5,001 - $15,000
OCOC Imaging LLC, Class B Units Cincinnati, OH, US	LLC / Partnership	Self	$1 - $1,000	Partnership Income $5,001 - $15,000
Cincinnati Medical Practice Cincinnati, OH, US	LLC / Partnership	Self	$250,001 - $500,000	None
Manaba Management LLC Cincinnati, OH, US	LLC / Partnership	Self	N/A	Partnership Income/Capital Gains $15,001 - $50,000
Coca Cola Co(KO)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
Fifth Third Bank accounts	Bank & Cash	Self	$50,001 - $100,000	Interest $1 - $200
Nuveen Ohio Municipal Bond Fund Cl A	Mutual Funds	Self	$10,001 - $15,000	Interest $201 - $1,000
PNC Bank accounts	Bank & Cash	Self	$100,001 - $250,000	Interest $1 - $200

Liabilities (2)

Creditor	Type	Amount	Rate	Term
Fifth Third Bank	mortgage	$50,001 - $100,000	—	—
Union Savings Bank	mortgage	$100,001 - $250,000	—	—

Trading Sector Allocation (from PTR trades)

Communication Services$8K

Consumer Defensive$8K

Technology$48K

Energy$16K

Healthcare$81K

Financial Services$72K

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Methodology: Net worth is calculated from annual financial disclosures filed under the STOCK Act. Congress members report asset values and liabilities in ranges (e.g., $1,001-$15,000), not exact amounts. The “estimated net worth” shown is the midpoint of total assets minus the midpoint of total liabilities. Actual values may differ. Stock trading data comes from separate Periodic Transaction Reports (PTRs).