Scott H. Peters Net Worth & Financial Disclosure

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Annual financial disclosure for 2013, filed August 6, 2013. Includes 129 assets and 9 liabilities.

Year:

2013 2012

Est. Net Worth

$148M

2013 annual disclosure

Total Assets

$65M - $258.5M

129 assets

Total Liabilities

$5.1M - $22.4M

9 liabilities

Total Trades

985

From PTR filings

Trade Volume

$287.8M

Midpoint of disclosed ranges

Net Worth Over Time

Show data table

Period	Est. net worth
2012	-$34.7M
2013	$148M

Assets by Category

Gov. Securities$87.8M (40)

Stocks$24.3M (27)

LLC / Partnership$19.1M (14)

Mutual Funds$18M (12)

Bank & Cash$9.2M (5)

Other$3M (30)

Retirement & Pension$375K (1)

Top Stock Holdings (from trades)

All Assets (129)

Asset	Type	Owner	Value	Income
Alabama St Bonds	Gov. Securities	Self	$500,001 - $1,000,000	Interest $15,001 - $50,000
APCO Argentina	Stocks	Spouse	$100,001 - $250,000	Dividends/Capital Gains $50,001 - $100,000
APCO Argentina	Stocks	Spouse	$1,000,001 - $5,000,000	Dividends $15,001 - $50,000
Aragan	Stocks	Spouse	N/A	Capital Gains $100,001 - $1,000,000
Astronics(ATRO)	Stocks	Spouse	$1,001 - $15,000	Dividends/Capital Gains $10,001 - $15,000
Astronics(ATRO)	Stocks	Spouse	$1,000,001 - $5,000,000	Capital Gains $1,000,001 - $5,000,000
Austin TX Water Bonds	Gov. Securities	Spouse	$500,001 - $1,000,000	Interest $15,001 - $50,000
Bank of America Account	Bank & Cash	Spouse	$100,001 - $250,000	Interest $1 - $200
Blue Water Prairie Investors LLC Bowling Green, KY, US	LLC / Partnership	Spouse	$250,001 - $500,000	None
CA State Muni Bonds	Gov. Securities	Self	$50,001 - $100,000	Dividends $5,001 - $15,000
CA State Dept of Trans Bonds	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $15,001 - $50,000
CA State Dept of Water Bonds	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $100,001 - $1,000,000
CA State GO Bonds	Gov. Securities	Self	$5,000,001 - $25,000,000	Dividends $50,001 - $100,000
Call Russell 2000 Index Option Exp 10/20/12 @635	Other	Self	N/A	Capital Gains $100,001 - $1,000,000
Call Russell 2000 Index Option Exp 10/20/12 @550	Other	Self	N/A	Capital Gains $2,501 - $5,000
Call Russell 2000 Index Option Exp 10/20/12 @610	Other	Self	N/A	Capital Gains $5,001 - $15,000
Call Russell 2000 Index Option Exp 10/20/12 @825	Other	Self	N/A	Capital Gains $1,001 - $2,500
Call Russell 2000 Index Option Exp 11/17/12 @535	Other	Self	N/A	Capital Gains $100,001 - $1,000,000
Call Russell 2000 Index Option Exp 4/21/12 @0825	Other	Spouse	N/A	Capital Gains $50,001 - $100,000
Call Russell 2000 Index Option Exp 4/21/12 @0610	Other	Spouse	N/A	Capital Gains $1,001 - $2,500
Call Russell 2000 Index Option Exp 4/21/12 @0755	Other	Spouse	N/A	Capital Gains $100,001 - $1,000,000
Call Russell 2000 Index Option Exp 6/16/12 @0700	Other	Spouse	N/A	Capital Gains $201 - $1,000
Call Russell 2000 Index Option Exp 6/16/12 @0535	Other	Spouse	N/A	Capital Gains $100,001 - $1,000,000
Call Russell 2000 Index Option Exp 6/16/12 @0550	Other	Spouse	N/A	Capital Gains $15,001 - $50,000
Call Russell 2000 Index Option Exp 9/22/12 @0825	Other	Spouse	N/A	Capital Gains $100,001 - $1,000,000
Call Russell 2000 Index Option Exp 9/22/12 @0870	Other	Spouse	N/A	Capital Gains $100,001 - $1,000,000
Call Russell 2000 Index Option Exp 5/19/12 @610	Other	Spouse	N/A	Capital Gains $2,501 - $5,000
Call S&P 500 SPX Index Option Exp 10/20/12 @0400	Other	Spouse	$250,001 - $500,000	Capital Gains $5,001 - $15,000
Call S&P 500 SPX Index Option Exp 10/20/12 @1050	Other	Spouse	N/A	Capital Gains $1,000,001 - $5,000,000
Call S&P 500 SPX Index Option Exp 9/22/12 @0950	Other	Spouse	N/A	Capital Gains $201 - $1,000
Call S&P 500 SPX Index Option Exp 10/20/12 @0950	Other	Spouse	N/A	Capital Gains $201 - $1,000
Call S&P 500 SPX Index Option Exp 11/17/12 @1050	Other	Spouse	N/A	Capital Gains $1,000,001 - $5,000,000
Call S&P 500 SPX Index Option Exp 5/19/12 @1400	Other	Spouse	N/A	Capital Gains $100,001 - $1,000,000
Call S&P 500 SPX Index Option Exp 5/19/12 @950	Other	Spouse	N/A	Capital Gains $100,001 - $1,000,000
Call S&P 500 SPX Index Option Exp 5/19/12 @950	Other	Spouse	N/A	Capital Gains $15,001 - $50,000
Call S&P 500 SPX Index Option Exp 8/18/12 @1400	Other	Spouse	N/A	Capital Gains $100,001 - $1,000,000
Call S&P 500 SPX Index Option Exp 8/18/12 @1425	Other	Spouse	N/A	Capital Gains $100,001 - $1,000,000
Call S&P 500 SPX Index Option Exp 6/29/12 @950 (fn 1)	Other	Spouse	N/A	Capital Gains $1,000,001 - $5,000,000
Cameron Investment Corp - Real Estate Investments, San Diego Calif. (fn 1) San Diego, CA, US	LLC / Partnership	Spouse	$1,000,001 - $5,000,000	Dividends/Interest $100,001 - $1,000,000
Charles Schwab Cash Account	Bank & Cash	Spouse	$1,000,001 - $5,000,000	Interest $201 - $1,000
Charles Schwab Cash Account	Bank & Cash	Spouse	$1,000,001 - $5,000,000	Dividends/Capital Gains $201 - $1,000
CL King Cash Account	Bank & Cash	Self	N/A	Interest $1 - $200
Columbia County Wis. Bonds Columbia County, WI, US	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $15,001 - $50,000
East Bay Calif Reg Bonds East Bay, CA, US	Gov. Securities	Self	$500,001 - $1,000,000	Interest $15,001 - $50,000
Eastern Company(EML)	Stocks	Spouse	$100,001 - $250,000	Dividends $2,501 - $5,000
Eastern Company(EML)	Stocks	Spouse	$1,000,001 - $5,000,000	Capital Gains/Dividends $1,000,001 - $5,000,000
Ecology & Environment, Inc.(EEI)	Stocks	Spouse	$50,001 - $100,000	Dividends $2,501 - $5,000
Ecology & Environment, Inc.(EEI)	Stocks	Spouse	$15,001 - $50,000	Dividends $1,001 - $2,500
Ecologic Capital, Inc. NY, US	LLC / Partnership	Spouse	N/A	Dividends/Capital Gains $100,001 - $1,000,000
Essex County Bonds	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $50,001 - $100,000
Global Power Equipment(GLPW)	Stocks	Self	N/A	Dividends/Capital Gains $2,501 - $5,000
Global Power Equipment(GLPW)	Stocks	Spouse	N/A	Dividends $50,001 - $100,000
Globecomm Systems(GCOM)	Stocks	Spouse	$500,001 - $1,000,000	None
Globecomm Systems(GCOM)	Stocks	Spouse	$1,000,001 - $5,000,000	Capital Gains $100,001 - $1,000,000
Graham Corp(GHM)	Stocks	Self	$5,001 - $15,000	None
Graham Corp(GHM)	Stocks	Spouse	$500,001 - $1,000,000	Dividends $2,501 - $5,000
GSE Systems(GVP)	Stocks	Spouse	$100,001 - $250,000	None
Harris County Texas Flood Cntrl Dist Bonds	Gov. Securities	Spouse	$250,001 - $500,000	Dividends $5,001 - $15,000
Henderson Enterprises Inc Manchester, IA, US	Stocks	Spouse	$1,000,001 - $5,000,000	None
Hillsborough County School Board	Gov. Securities	Spouse	$500,001 - $1,000,000	Dividends $15,001 - $50,000
Houston Tx Bonds	Gov. Securities	Spouse	$500,001 - $1,000,000	Interest $15,001 - $50,000
Huntington Beach Bonds	Gov. Securities	Spouse	$1,000,001 - $5,000,000	Interest $15,001 - $50,000
Inrad Optics	Stocks	Spouse	$100,001 - $250,000	None
Inrad Ser. B	Stocks	Spouse	$100,001 - $250,000	None
ISI Managed Municipal Fund	Mutual Funds	Spouse	$250,001 - $500,000	Dividends/Capital Gains/Distribution $5,001 - $15,000
Kenosha Wis Unified Sch Dist	Gov. Securities	Self	$1,000,001 - $5,000,000	Distribution $15,001 - $50,000
Lazard Emerg Markets Instl Fund	Mutual Funds	Self	$5,000,001 - $25,000,000	Dividends/Capital Gain Distribution $5,001 - $15,000
Los Angeles CA GO UTX Bonds Los Angeles, CA, US	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $50,001 - $100,000
Los Angeles CA Sewer Revenue Bonds Los Angeles, CA, US	Gov. Securities	Self	N/A	Dividends $15,001 - $50,000
Los Angeles County Met Trans Los Angeles County, CA, US	Gov. Securities	Self	$500,001 - $1,000,000	Dividends $15,001 - $50,000
Los Angeles County Sanitation Dist Bonds Los Angeles County, CA, US	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $15,001 - $50,000
Los Angeles Unified School District Bonds	Gov. Securities	Spouse	$1,000,001 - $5,000,000	Dividends $5,001 - $15,000
Los Angeles, CA Sanitation Equip. Bonds Los Angeles, CA, US	Gov. Securities	Spouse	$1,000,001 - $5,000,000	Dividends $15,001 - $50,000
Los Angeles, CA Waste Water Bonds Los Angeles, CA, US	Gov. Securities	Spouse	$1,000,001 - $5,000,000	Dividends $50,001 - $100,000
Major Building LLC - Commercial Real Estate Balwin, MO, US	LLC / Partnership	Spouse	N/A	Rental Partnership Distribution $15,001 - $50,000
Massachusetts State Bonds Massachusetts, US	Gov. Securities	Spouse	$1,000,001 - $5,000,000	Dividends $15,001 - $50,000
Mathews Pacific Tiger Fund	Mutual Funds	Spouse	$50,001 - $100,000	Dividends/Capital Gains Distribution $201 - $1,000
Metropolitan Water District of Southern CA Bonds Southern CA, US	Gov. Securities	Self	$1,000,001 - $5,000,000	Interest $15,001 - $50,000
Minnesota Public Facilities Bonds Minnesota, US	Gov. Securities	Self	$500,001 - $1,000,000	Interest $15,001 - $50,000
Merrill Pack Solutions LLC - Packaging Company Mt. Pleasant, IA, US	LLC / Partnership	Spouse	$1,000,001 - $5,000,000	Dividends/Partnership Income $1,000,001 - $5,000,000
NAP Holdings LLC - Manufacturing Jasper, IA, US	LLC / Partnership	Spouse	N/A	None
NAP Holdings LLC - Financing for NAP Balwin, MO, US	LLC / Partnership	Spouse	N/A	None
Navigator Holdings, PLC(NVGS)	Stocks	Self	N/A	Dividends/Capital Gains $100,001 - $1,000,000
Nevada Irrigation District Bonds Nevada, US	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $15,001 - $50,000
Nowak La Mirada Bonds	Other	Self	$500,001 - $1,000,000	Dividends $15,001 - $50,000
Pajaro Valley Calif Bonds	Other	Self	$500,001 - $1,000,000	Interest $5,001 - $15,000
Pershing Cash Acct	Bank & Cash	Self	$1,000,001 - $5,000,000	Dividends $1 - $200
Plaza Logistica LLC Buenos Aires, Argentina	LLC / Partnership	Self	$250,001 - $500,000	Rent/Interest/Partnership Income $15,001 - $50,000
PMGG	LLC / Partnership	Self	$1,000,001 - $5,000,000	Capital Gains $5,001 - $15,000
PMGG Inc (h1)	LLC / Partnership	Self	$1,000,001 - $5,000,000	Capital Gains $100,001 - $1,000,000
Poway CA Unified Sch Bonds	Other	Self	$500,001 - $1,000,000	Dividends $15,001 - $50,000
Prudential High Yield Fund	Mutual Funds	Self	$100,001 - $250,000	Dividends $5,001 - $15,000
Puerto Rico Commonwealth Bonds	Other	Self	$250,001 - $500,000	Dividends $5,001 - $15,000
Puerto Rico Elec Bonds	Other	Self	N/A	Dividends $5,001 - $15,000
Rancho Cuyamaca, Inc - Working Cattle Ranch Pine Valley, CA, US	LLC / Partnership	Self	$1,000,001 - $5,000,000	None
Rand Cap Corp(RAND)	Stocks	Self	$500,001 - $1,000,000	Capital Gains $15,001 - $50,000
Rapp Building LLC - Com Office Bldg San Diego, CA, US	LLC / Partnership	Self	N/A	Final Distribution $15,001 - $50,000
Retirement Advocate Moderate Fund	Mutual Funds	Self	$250,001 - $500,000	None
Ridgeworth Seix Float	Mutual Funds	Self	$250,001 - $500,000	Dividends $5,001 - $15,000
Riverside Calif Bonds Riverside, CA, US	Gov. Securities	Self	$500,001 - $1,000,000	Interest $15,001 - $50,000
Sacramento County CA Bonds Sacramento County, CA, US	Gov. Securities	Self	$250,001 - $500,000	Dividends $15,001 - $50,000
San Diego County CA Bonds San Diego County, CA, US	Gov. Securities	Self	$50,001 - $100,000	Dividends $15,001 - $50,000
San Francisco CA Revenue Bonds San Francisco, CA, US	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $100,001 - $1,000,000
San Jose CA Bonds San Jose, CA, US	Gov. Securities	Self	$5,000,000+	Dividends $15,001 - $50,000
San Ramon Valley Bonds San Ramon Valley, CA, US	Gov. Securities	Self	$250,001 - $500,000	Interest $5,001 - $15,000
Santa Clara Valley Water Bonds Santa Clara Valley, CA, US	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $15,001 - $50,000
Scholarsite Passive Age Based Portfolio 18 & Over	Mutual Funds	Self	$500,001 - $1,000,000	None
Schwab CA Muni Money Fund	Mutual Funds	Self	$100,001 - $250,000	Dividends $201 - $1,000
Sequoia CA Bonds Sequoia, CA, US	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $15,001 - $50,000
Starn & Krush, Inc Arnold, MO, US	LLC / Partnership	Spouse	$250,001 - $500,000	Dividends $15,001 - $50,000
Stalem City Fd Inst Funds	Mutual Funds	Self	$250,001 - $500,000	Dividends/Cap Gains/Distributions $15,001 - $50,000
TANK Holdings Inc Anderson, MO, US	LLC / Partnership	Spouse	$1,000,001 - $5,000,000	Interest $15,001 - $50,000
Telos Corp(TLS)	Stocks	Self	$1,000,001 - $5,000,000	None
Transcat Inc.(TRNS)	Stocks	Self	$1,000,001 - $5,000,000	None
Uniti Group Inc.(UNIT)	Stocks	Self	N/A	Dividends/Capital Gains $15,001 - $50,000
University Neb Facilities Bonds	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $50,001 - $100,000
University of CA Revenue Bonds	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $100,001 - $1,000,000
University of Texas Bonds	Gov. Securities	Self	$1,000,001 - $5,000,000	Dividends $15,001 - $50,000
US Lime & Mineral Inc.(USLM)	Stocks	Self	$1,001 - $15,000	Capital Gains $50,001 - $100,000
US Lime & Mineral Inc. (fr 1)(USLM)	Stocks	Spouse	N/A	Capital Gains $1,000,001 - $5,000,000
Vanguard LifeStrategy Growth Fund	Mutual Funds	Spouse	$100,001 - $250,000	None
Virginia State Bonds	Gov. Securities	Self	$500,001 - $1,000,000	Dividends $15,001 - $50,000
Virginia State Public Sch Bonds	Gov. Securities	Self	$500,001 - $1,000,000	Dividends $15,001 - $50,000
Virginia State Res Bonds	Gov. Securities	Self	$500,001 - $1,000,000	Dividends $15,001 - $50,000
Virtus Emerg Mkts Oppy Fund	Mutual Funds	Self	$100,001 - $250,000	Dividends/Capital Gains Distributions $1,001 - $2,500
Washington State Bonds	Gov. Securities	Self	$500,001 - $1,000,000	Dividends $15,001 - $50,000
Wells Fargo Managed Income Fund	Mutual Funds	Spouse	$1 - $1,000	None
WLR Recovery IV Investors LLC Mass.	Retirement & Pension	Spouse	$250,001 - $500,000	Dividends/Interest/Capital Gains/Distributions $15,001 - $50,000
WPX Energy(WPX)	Stocks	Self	N/A	Capital Gains $50,001 - $100,000

Liabilities (9)

Creditor	Type	Amount	Rate	Term
Citibank	credit card	$15,001 - $50,000	—	—
Wells Fargo Card Services	credit card	$15,001 - $50,000	—	—
Call S&P 500 Index Option (fn 1)	other	$1,000,001 - $5,000,000	—	—
Call S&P SPX Index Options	other	$1,000,001 - $5,000,000	—	—
Call Russell 2000 Index Option (fn 1)	other	$1,000,001 - $5,000,000	—	—
Call S&P 500 SPX Index Options	other	$500,001 - $1,000,000	—	—
Call S&P 500 SPX Index Options	other	$500,001 - $1,000,000	—	—
Call Russell 2000 Index Options	other	$100,001 - $250,000	—	—
CL King Associates	margin loan	$1,000,001 - $5,000,000	—	—

Trading Sector Allocation (from PTR trades)

Technology$2.5M

Industrials$1.3M

Financial Services$4.5M

Energy$1.3M

Banking$810K

Consumer Defensive$798K

Communication Services$1.3M

Healthcare$3.6M

Consumer Cyclical$1.7M

Insurance$498K

Services$518K

Retail Trade$608K

Utilities$163K

Scott H. Peters trades Wealthiest members Most active traders CA delegation Articles

Methodology: Net worth is calculated from annual financial disclosures filed under the STOCK Act. Congress members report asset values and liabilities in ranges (e.g., $1,001-$15,000), not exact amounts. The “estimated net worth” shown is the midpoint of total assets minus the midpoint of total liabilities. Actual values may differ. Stock trading data comes from separate Periodic Transaction Reports (PTRs).