Rick W. Allen Net Worth & Financial Disclosure

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Annual financial disclosure for 2013, filed July 8, 2013. Includes 32 assets and 4 liabilities.

Year:

2013 2011

Est. Net Worth

$147K

2013 annual disclosure

Total Assets

$498K - $1.2M

32 assets

Total Liabilities

$400K - $1M

4 liabilities

Total Trades

310

From PTR filings

Trade Volume

$13.6M

Midpoint of disclosed ranges

Net Worth Over Time

Show data table

Period	Est. net worth
2011	$36K
2013	$147K

Assets by Category

Retirement & Pension$550K (2)

Mutual Funds$175K (2)

Bank & Cash$89K (12)

ETFs$33K (1)

LLC / Partnership$0 (4)

Other$0 (2)

Real Estate$0 (4)

Stocks$0 (5)

Top Stock Holdings (from trades)

SouthState CorporationSSB

The Walt Disney CompanyDIS

$317K

Intuit Inc.INTU

$296K

Thermo Fisher Scientific Inc.TMO

$260K

All Assets (32)

Asset	Type	Owner	Value	Income
Berkshire Bank Accounts	Bank & Cash	Self	N/A	Interest
Berkshire Bank CD	Bank & Cash	Self	N/A	Interest
Foxboro LLC	LLC / Partnership	Self	N/A	Other
Foxboro Center LLC	LLC / Partnership	Self	N/A	Other
Foxboro Center Inc.	Other	Self	N/A	Other
Industrial Rental	Real Estate	Self	N/A	Rent
Realty Leasing	Real Estate	Self	N/A	Rent
Alpha Realty	Real Estate	Self	N/A	Rent
Alpha Rental	Real Estate	Self	N/A	Rent
RLO Ownership	LLC / Partnership	Self	N/A	Other
RW Allen & Assoc Inc Augusta, GA, US	LLC / Partnership	Self	N/A	None
First National Bank of Augusta (Checking Account) Augusta, GA, US	Bank & Cash	Self	N/A	Interest
Synovus Financial Corp Common Stock(SNV)	Stocks	Self	N/A	Dividends
Cotton States Insurance	Other	Self	N/A	None
Bank of America (Bank Account)	Bank & Cash	Self	N/A	Interest
Southern Company Common Stock(SO)	Stocks	Self	N/A	Dividends
Georgia Power Co Common Stock Georgia, US	Stocks	Self	N/A	Dividends
Trust (Bank Acct) Georgia Bank & Trust Georgia, US	Bank & Cash	Self	N/A	Interest
SunTrust Bank (Checking Account)	Bank & Cash	Self	N/A	Interest
Georgia Railroad Bank & Trust Co Georgia, US	Bank & Cash	Self	N/A	Interest
Prudential Financial Fixed Income Fund	Mutual Funds	Self	N/A	Dividends
Greenway Medical Technologies Common Stock	Stocks	Self	N/A	Capital Gains
Coca-Cola Co Common Stock(KO)	Stocks	Self	N/A	Dividends
Principal Financial IRA Des Moines, IA, US	Retirement & Pension	Self	$250,001 - $500,000	None
Principal Financial Group 401(k) Des Moines, IA, US	Retirement & Pension	Self	$100,001 - $250,000	None
iShares U.S. Equity	ETFs	Self	$15,001 - $50,000	Dividends/Capital Gains $201 - $1,000
Wells Fargo Bank Account	Bank & Cash	Self	$1,001 - $15,000	Interest $1 - $200
Wells Fargo Bank Account	Bank & Cash	Self	$1,001 - $15,000	Interest $1 - $200
Ameritrade	Bank & Cash	Self	$15,001 - $50,000	None
Merrill Lynch	Bank & Cash	Self	$15,001 - $50,000	None
TIAA-CREF	Mutual Funds	Self	$100,001 - $250,000	Dividends $201 - $1,000
Credit Union Equity	Bank & Cash	Self	$1,001 - $15,000	Interest $1 - $200

Liabilities (4)

Creditor	Type	Amount	Rate	Term
Synovus First Bank of Wilmington DC, 6 E 6th St Bank & Trust	mortgage	$100,001 - $250,000	—	—
A Beka of Community Affairs	mortgage	$100,001 - $250,000	—	—
Regions Bank	line of credit	$100,001 - $250,000	—	—
First Bank of Wilmington, DE	mortgage	$100,001 - $250,000	—	—

Trading Sector Allocation (from PTR trades)

Financial Services$2.6M

Technology$797K

Industrials$657K

Consumer Cyclical$381K

Insurance$130K

Healthcare$926K

Utilities$384K

Consumer Defensive$382K

Communication Services$588K

Basic Materials$302K

Real Estate$33K

Energy$189K

Retail Trade$33K

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Methodology: Net worth is calculated from annual financial disclosures filed under the STOCK Act. Congress members report asset values and liabilities in ranges (e.g., $1,001-$15,000), not exact amounts. The “estimated net worth” shown is the midpoint of total assets minus the midpoint of total liabilities. Actual values may differ. Stock trading data comes from separate Periodic Transaction Reports (PTRs).