MICHAEL N. CASTLE Net Worth & Financial Disclosure

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Annual financial disclosure for 2010, filed May 24, 2010. Includes 188 assets.

Year:

2010 2009 2008

Est. Net Worth

$5.5M

2010 annual disclosure

Total Assets

$2.9M - $8.1M

188 assets

Total Liabilities

0 liabilities

Total Trades

104

From PTR filings

Trade Volume

$2M

Midpoint of disclosed ranges

Net Worth Over Time

Show data table

Period	Est. net worth
2008	$6.9M
2009	$6.3M
2010	$49K
2010	$5.5M

Assets by Category

Mutual Funds$2.6M (73)

Real Estate$1.3M (3)

Stocks$815K (79)

Retirement & Pension$221K (10)

ETFs$189K (8)

Other$175K (2)

Gov. Securities$146K (6)

Bank & Cash$49K (6)

LLC / Partnership$0 (1)

Top Stock Holdings (from trades)

James M. Castle Trust - iShares Russell 2000 Index FundIWM

$75K

JMC Trust #3 - Wyeth ComWYE

$75K

Bank of NY MellonBK

$75K

All Assets (188)

Asset	Type	Owner	Value	Income
433 & 435 Market Street Dewey Beach, DE, US	Real Estate	Self	$500,001 - $1,000,000	Rent $15,001 - $50,000
224A Justice Court Pawleys Island, SC, US	Real Estate	Self	$100,001 - $250,000	Rent $5,001 - $15,000
4668 Highway 17 Business Kawah Island, SC, US	Real Estate	Self	$250,001 - $500,000	Rent $15,001 - $50,000
Fidelity Tax Free Money Market	Mutual Funds	Self	$50,001 - $100,000	Dividends $201 - $1,000
Cohen & Steers Realty	Mutual Funds	Self	$50,001 - $100,000	Dividends/Capital Gains $1,001 - $2,500
Robeco Boston Partner Small Cap Value Fund	Mutual Funds	Self	$15,001 - $50,000	Dividends/Capital Gains $1 - $200
FPA Crescent Inst. Shares	Mutual Funds	Self	$50,001 - $100,000	Dividends/Capital Gains $1,001 - $2,500
Harbor International Investor Shares	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
Hennessy Focus 30 Fund	Mutual Funds	Self	$15,001 - $50,000	None
Mairsco Focus Fund	Mutual Funds	Self	$15,001 - $50,000	Dividends $1 - $200
Oakmark Global Fund	Mutual Funds	Self	$15,001 - $50,000	Dividends/Capital Gains $201 - $1,000
Wm. Blair Small Cap Growth Fund	Mutual Funds	Self	$15,001 - $50,000	None
Vanguard Tax-Exempt Money Market Fund	Mutual Funds	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Vanguard Inter-Term Tax-Exempt Fund	Mutual Funds	Self	$50,001 - $100,000	Dividends $1,001 - $2,500
Vanguard Health Care Fund	Mutual Funds	Self	$50,001 - $100,000	Dividends/Interest $1,001 - $2,500
Vanguard Emerging Markets Stock Index Fund	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
Vanguard PRIMECAP Core Fund	Mutual Funds	Self	$15,001 - $50,000	Dividends/Capital Gains $201 - $1,000
Evergreen Money Market Fund	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
Apache Corp.(APA)	Stocks	Self	$15,001 - $50,000	Dividends $1 - $200
Caci Intl Inc.(CACI)	Stocks	Self	$1,001 - $15,000	None
CRA International Inc.(CRAI)	Stocks	Self	N/A	None
Ebay, Inc.(EBAY)	Stocks	Self	N/A	None
Fiserv, Inc.(FISV)	Stocks	Self	$15,001 - $50,000	None
Freeport McMoran Cooper & Gold Inc.(FCX)	Stocks	Self	$15,001 - $50,000	None
National Oilwell Varco(NOV)	Stocks	Self	$1,001 - $15,000	None
Ingersol Rand Co. CLA(IR)	Stocks	Self	$1,001 - $15,000	Dividends $1 - $200
iShares MSCI Canada(EWC)	ETFs	Self	$15,001 - $50,000	Dividends $1 - $200
ROVI Corp (formerly Macrovision Solutions Corp)(ROVI)	Stocks	Self	$1,001 - $15,000	None
II-VI Inc.(IIVI)	Stocks	Self	$1,001 - $15,000	None
Delaware State HSG Auth. Rev. Bond (due 7/1/17)	Gov. Securities	Self	$15,001 - $50,000	Interest $1,001 - $2,500
Amgen, Inc.(AMGN)	Stocks	Self	$5,001 - $15,000	None
Nucor Corp(NUE)	Stocks	Self	$1,001 - $15,000	Dividends $201 - $1,000
L3 Communications(LLL)	Stocks	Self	$15,001 - $50,000	Dividends $201 - $1,000
PowerShares Zacks Micro Cap ETF	ETFs	Self	N/A	None
Valeant Pharmaceuticals(VRX)	Stocks	Self	$1,001 - $15,000	None
Symantec Corp(SYMC)	Stocks	Self	N/A	None
Paychex, Inc.(PAYX)	Stocks	Self	$1,001 - $15,000	None
Vanguard Intl Equity Index	Mutual Funds	Self	$15,001 - $50,000	None
Puerto Rico Hwy & Trans Authority 8% 7-1-17	Gov. Securities	Self	$15,001 - $50,000	Interest $201 - $1,000
PR Electric Power 6.2% 7-1-17 Zero Coupon	Gov. Securities	Self	$1,001 - $15,000	Interest $201 - $1,000
Puerto Rico Hwy Bond due 7-1-19	Gov. Securities	Self	$15,001 - $50,000	Interest $1 - $200
Puerto Rico Mun Fin Agcy due 8/1/12	Gov. Securities	Self	$15,001 - $50,000	Interest $201 - $1,000
BCE Inc. (IRA)(BCE)	Stocks	Self	$50,001 - $100,000	Dividends $201 - $1,000
Intel Corp (IRA)(INTC)	Stocks	Self	$15,001 - $50,000	Dividends $1 - $200
Kimco Realty Corp (IRA)(KIM)	Stocks	Self	$1,001 - $15,000	Dividends $1,001 - $2,500
Plum Creek Timber (IRA)(PCL)	Stocks	Self	$15,001 - $50,000	Dividends $1,001 - $2,500
Valero Energy (IRA)(VLO)	Stocks	Self	$15,001 - $50,000	Dividends $201 - $1,000
Fidelity Floating Rate High Income (IRA)	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
Artisan Mid Cap Value (IRA)	Mutual Funds	Self	$15,001 - $50,000	Dividends/Capital Gains $2,501 - $5,000
Bridgeway Aggressive Investor 2 Fund (IRA)	Mutual Funds	Self	$15,001 - $50,000	Dividends/Capital Gains $1,001 - $2,500
Columbia Value & Restructuring (IRA)	Mutual Funds	Self	$15,001 - $50,000	Dividends $201 - $1,000
RidgeWorth Large Cap Value (formerly Janus Mid Cap Value) (IRA)	Mutual Funds	Self	$15,001 - $50,000	Dividends/Capital Gains $201 - $1,000
Columbia High Yield (IRA)	Mutual Funds	Self	$1,001 - $15,000	Dividends $1 - $200
Columbia Acorn Select Class Z (IRA)	Mutual Funds	Self	$15,001 - $50,000	Capital Gains $201 - $1,000
iShares Inc MSCI S Korea Index Fund (IRA)	ETFs	Self	$15,001 - $50,000	Dividends $1 - $200
FBR Focus Fund	Mutual Funds	Self	$1,001 - $15,000	None
Fidelity Equity Income Fund (IRA)	Mutual Funds	Self	$1,001 - $15,000	Capital Gains $1 - $200
Oakmark International (IRA)	Mutual Funds	Self	$15,001 - $50,000	Dividends/Capital Gains $2,501 - $5,000
Oakmark Equity & Income (IRA)	Mutual Funds	Self	$50,001 - $100,000	Dividends/Capital Gains $5,001 - $15,000
Dodge & Cox International Stock Fund (IRA)	Mutual Funds	Self	$50,001 - $100,000	Dividends $5,001 - $15,000
PIMCO Total Return CL A Strategy (IRA)	Mutual Funds	Self	$50,001 - $100,000	Dividends/Capital Gains $1,001 - $2,500
Pimco Total Return Class D (IRA)	Retirement & Pension	Spouse	$15,001 - $50,000	Dividends $1,001 - $2,500
Pimco Emerging Markets Bond (IRA)	Retirement & Pension	Spouse	$15,001 - $50,000	Dividends $1,001 - $2,500
Wintergreen Fund (IRA)	Retirement & Pension	Spouse	$50,001 - $100,000	None
Fidelity Cash Reserves (IRA)	Retirement & Pension	Spouse	$1,001 - $15,000	Dividends $1 - $200
RMA Tax-Free Fund Inc.	Mutual Funds	Spouse	$1,001 - $15,000	Interest $1 - $200
Morgan Stanley Liquid Asset (IRA)	Retirement & Pension	Spouse	$1,001 - $15,000	Dividends $1 - $200
Morgan Stanley Pacific Growth Fund (IRA)	Retirement & Pension	Spouse	$1,001 - $15,000	Dividends $1 - $200
Morgan Stanley European Equity Fund (IRA)	Retirement & Pension	Spouse	$1,001 - $15,000	Dividends/Capital Gains $1 - $200
Morgan Stanley Focus Growth Fund Fd A	Mutual Funds	Spouse	$1,001 - $15,000	None
Morgan Stanley Dividend Growth Secs (IRA)	Retirement & Pension	Spouse	$1,001 - $15,000	Dividends/Capital Gains $1 - $200
Alger Mid Cap Growth	Mutual Funds	Spouse	$1,001 - $15,000	Dividends $201 - $1,000
Fidelity Diver Int'l	Mutual Funds	Spouse	$15,001 - $50,000	Dividends $1,001 - $2,500
Fidelity Equity Inc. II	Mutual Funds	Spouse	$15,001 - $50,000	Dividends $1,001 - $2,500
MSIF Sm Co. Growth B	Mutual Funds	Spouse	$1,001 - $15,000	Dividends $201 - $1,000
Fd. Md., Inc. Port 505	Mutual Funds	Spouse	$50,001 - $100,000	Dividends $201 - $1,000
Vanguard Money Market Reserve Prime Portfolio	Mutual Funds	Spouse	$1,001 - $15,000	Dividends $201 - $1,000
Morgan Stanley Inst Govt Money Market (Janney Advantage)	Mutual Funds	Spouse	$50,001 - $100,000	Dividends $1,001 - $2,500
Altria Group, Inc.(MO)	Stocks	Spouse	$1,001 - $15,000	Dividends $201 - $1,000
Philip Morris International(PM)	Stocks	Spouse	$1,001 - $15,000	Dividends $201 - $1,000
Apple, Inc.(AAPL)	Stocks	Spouse	$1,001 - $15,000	None
Blackrock Income Trust	Mutual Funds	Spouse	$1,001 - $15,000	Dividends $201 - $1,000
Citigroup, Inc.(C)	Stocks	Spouse	$1 - $1,000	None
General Electric Company(GE)	Stocks	Spouse	$1,001 - $15,000	Dividends $1 - $200
Kraft Foods Class A(KHC)	Stocks	Spouse	$1,001 - $15,000	Dividends $1 - $200
Morgan Stanley Insured Mun. Sec.	Mutual Funds	Spouse	$15,001 - $50,000	Dividends/Capital Gains $201 - $1,000
Nuveen Municipal Value Fund	Mutual Funds	Spouse	$1,001 - $15,000	Dividends $201 - $1,000
Putnam Premier Income Trust SBI	Mutual Funds	Spouse	$1,001 - $15,000	Dividends $201 - $1,000
Wilmington Trust Corp	Stocks	Spouse	$1,001 - $15,000	Dividends $1 - $200
Franklin Income Fund	Mutual Funds	Spouse	$1,001 - $15,000	Dividends/Capital Gains $201 - $1,000
Puerto Rico Mun. Financial Author. 4.75% CD due 8/1/22 Puerto Rico, US	Gov. Securities	Spouse	$1,001 - $15,000	Interest $201 - $1,000
First Bank Puerto Rico CD due 3/23/23 Puerto Rico, US	Bank & Cash	Spouse	N/A	Interest $201 - $1,000
Discover Bank Greenwood CD due 8/11/09	Bank & Cash	Spouse	N/A	Interest $201 - $1,000
Lehman Bros. Coml. Bank CD due 10/26/09	Bank & Cash	Spouse	N/A	Interest $201 - $1,000
Ishman Bros. Bank CD due 3/10/10	Bank & Cash	Spouse	$1,001 - $15,000	Interest $201 - $1,000
Capital Income BLDR FD C	Mutual Funds	Spouse	$15,001 - $50,000	Dividends/Capital Gains $1,001 - $2,500
Income FD AMER INC CL C	Mutual Funds	Spouse	$10,001 - $50,000	Dividends/Capital Gains $1,001 - $2,500
Jamey Montgomery Scott IRA (Isabattino decd IRA)	Retirement & Pension	Spouse	$15,001 - $50,000	Interest $201 - $1,000
Capital World Growth & Income F1 (Arthur Disabatino decd IRA)	Retirement & Pension	Spouse	$1,001 - $15,000	Dividends $1 - $200
T. Rowe Price Variable Annuity	Other	Spouse	$100,001 - $250,000	None
Trust U/A 8-25-41 James M. Castle f/b/o Michael N. Castle share of trust income Acct #6519006588	Other	Spouse	N/A	Dividends $1,001 - $2,500
JMC Trust #1 - Wachovia PT Money Market	Mutual Funds	Self	$1,001 - $15,000	None
Evergreen Enhanced S&P 500 Fund CL A	Mutual Funds	Self	$15,001 - $50,000	None
JMC Trust #1 - Harbor International Fund	Mutual Funds	Self	$1,001 - $15,000	None
JMC Trust #1 - American Funds International Equity (Aflo International)	Mutual Funds	Self	$1,001 - $15,000	None
JMC Trust #1 - JP Morgan High Yield Bond Select	Mutual Funds	Self	$1,001 - $15,000	None
JMC Trust #1 - PIMCO Foreign Bond Fund US Dollar - Hedged Instl CG	Mutual Funds	Self	$1,001 - $15,000	None
JMC Trust #1 - PIMCO Total Return Fund	Mutual Funds	Self	$1,001 - $15,000	None
JMC Trust #1 - iShares S&P 2000 Index Fund	ETFs	Self	$1,001 - $15,000	None
Trust UA 1-2-1-53 James M. Castle Trust #3 - 16.66% of Anworth 6.625% Income Pfd Per K 4.65.1900640(ANH)	Stocks	Self	N/A	Dividends $5,001 - $15,000
JMC Trust #3 - iShares MSCI EAFE Index Fund	ETFs	Self	N/A	None
JMC Trust #3 - Wachovia PT Money Market	Mutual Funds	Self	$1,001 - $15,000	None
DuPont(DD)	Stocks	Self	$1,001 - $15,000	None
General Electric(GE)	Stocks	Spouse	$1,001 - $15,000	None
Humana Inc(HUM)	Stocks	Self	$1,001 - $15,000	None
J.P. Morgan Chase(JPM)	Stocks	Self	$1,001 - $15,000	None
Procter & Gamble Co.(PG)	Stocks	Self	$1,001 - $15,000	None
EMC Trust Corp Com	Stocks	Self	$15,001 - $50,000	None
Intel Corp(INTC)	Stocks	Self	$1,001 - $15,000	None
Merck(MRK)	Stocks	Self	N/A	None
Bristol Myers Squibb Co.(BMY)	Stocks	Self	$1,001 - $15,000	None
Johnson & Johnson(JNJ)	Stocks	Self	$1,001 - $15,000	None
Banco Bradesco ADR(BBD)	Stocks	Self	$1,001 - $15,000	None
AT&T Inc.(T)	Stocks	Self	$1,001 - $15,000	None
Verizon Communications(VZ)	Stocks	Self	$1,001 - $15,000	None
J.P. Morgan Chase(JPM)	Stocks	Self	$1,001 - $15,000	None
Bank of New York Mellon(BK)	Stocks	Spouse	$1,001 - $15,000	None
Bank of America Corp(BAC)	Stocks	Self	N/A	None
Emerson Electric Co.(EMR)	Stocks	Self	N/A	None
First Energy Corp(FE)	Stocks	Self	N/A	None
IBM(IBM)	Stocks	Self	$1,001 - $15,000	None
Ross Stores, Inc.(ROST)	Stocks	Self	$1,001 - $15,000	None
Walgreen Co(WBA)	Stocks	Self	$1,001 - $15,000	None
Dodge & Cox International Stock	Mutual Funds	Self	$1,001 - $15,000	None
J.P. Morgan High Yield Bond	Mutual Funds	Self	$1,001 - $15,000	None
Julius Baer International Equity II	Mutual Funds	Self	$1,001 - $15,000	None
Pimco Foreign Bond Fund	Mutual Funds	Self	$1,001 - $15,000	None
Pimco Total Return Fund	Mutual Funds	Self	$15,001 - $50,000	None
Westport Fund Select Cap Fund	Mutual Funds	Self	$50,001 - $100,000	None
iShares Russell 2000 Index Fund(IWM)	ETFs	Self	$1,001 - $15,000	None
Aflac, Inc.(AFL)	Stocks	Self	$1 - $1,000	None
Agilent Technologies Inc.(A)	Stocks	Self	$1 - $1,000	None
Archer Daniels Midland(ADM)	Stocks	Self	$1,001 - $15,000	Dividends
Discover Financial Services(DFS)	Stocks	Self	$1 - $1,000	Dividends
Hewlett-Packard Co.(HPQ)	Stocks	Self	$1,001 - $15,000	Dividends
KLA Tencor Corp. CL A(KLAC)	Stocks	Self	$1 - $1,000	Dividends
L-3 Communications Holdings, Inc.(LLL)	Stocks	Self	$1,001 - $15,000	Dividends
McDonalds Corp(MCD)	Stocks	Self	$1,001 - $15,000	Dividends
Microsoft Corp(MSFT)	Stocks	Self	$1,001 - $15,000	Dividends
JPMorgan Inflation Fund	Mutual Funds	Self	$1,001 - $15,000	Dividends
Vanguard Total International Stock Index Fund	Mutual Funds	Self	$1,001 - $15,000	Dividends
Pfizer Inc.(PFE)	Stocks	Self	$1 - $1,000	Dividends
Castle Trust #2 (James M. Castle Trust #2 16.66% Applicable Share of Trust Income per K-1)	LLC / Partnership	Self	N/A	Dividends $1,001 - $2,500
Wachovia PT Money Market Acct #651906069	Bank & Cash	Self	$1,001 - $15,000	Interest
JMC Trust #2 European Growth Fund	Mutual Funds	Self	$15,001 - $50,000	None
JMC Trust #2 General Electric Co.(GE)	Stocks	Self	$1,001 - $15,000	None
JMC Trust #2 Home Depot Inc.(HD)	Stocks	Self	$1,001 - $15,000	None
JMC Trust #2 Abbott Labs(ABT)	Stocks	Self	$15,001 - $50,000	None
JMC Trust #2 Bristol Myers Squibb Co.(BMY)	Stocks	Self	$1 - $1,000	None
JMC Trust #2 Exxon Corp(XOM)	Stocks	Self	$1,001 - $15,000	None
JMC Trust #2 Bank of New York Mellon(BK)	Stocks	Self	$1,001 - $15,000	None
JMC Trust #2 Cisco Systems(CSCO)	Stocks	Self	$1 - $1,000	None
JMC Trust #2 Hewlett Packard Co.(HPQ)	Stocks	Self	$1 - $1,000	None
JMC Trust #2 BP PLC Sponsored ADR(BP)	Stocks	Self	$1,001 - $15,000	None
JMC Trust #2 Hospira(HSP)	Stocks	Self	$1,001 - $15,000	None
JMC Trust #2 Johnson & Johnson(JNJ)	Stocks	Self	$15,001 - $50,000	None
JMC Trust #2 Harbor International Fund INS	Mutual Funds	Self	$50,000 - $50,000	None
JMC Trust #2 Evergreen International Bond Fund	Mutual Funds	Self	$1,001 - $15,000	None
Allocable Share Trust Income Account #651906347 (Wilmington Trust) - Wachovia PT Money Market	Bank & Cash	Self	$15,001 - $50,000	Dividends $15,001 - $50,000
Delaware Trust Municipal Bond Fund	Mutual Funds	Self	$100,001 - $250,000	Dividends
DuPont(DD)	Stocks	Spouse	$1,001 - $15,000	Dividends
General Electric(GE)	Stocks	Self	$1,001 - $15,000	Dividends
Abbott Laboratories(ABT)	Stocks	Self	$1,001 - $15,000	Dividends
GlaxoSmithKline(GSK)	Stocks	Self	$1,001 - $15,000	Dividends
BP PLC(BP)	Stocks	Spouse	$1,001 - $15,000	Dividends
Chevron(CVX)	Stocks	Self	$1,001 - $15,000	Dividends
Wellpoint, Inc.(WLP)	Stocks	Self	$1,001 - $15,000	Dividends
Wal-Mart(WMT)	Stocks	Self	$1,001 - $15,000	Dividends
Evergreen Enhanced S&P 500	Mutual Funds	Self	$100,001 - $250,000	Dividends
Evergreen International Equity Fund	Mutual Funds	Self	$1,001 - $15,000	Dividends
James M. Castle, Jr. Trust - iShares MSCI EAFE Index Fund	ETFs	Self	$15,001 - $50,000	None
James M. Castle, Jr. Trust - Delaware Pooled Trust International Equity	Mutual Funds	Self	$15,001 - $50,000	None
James M. Castle, Jr. Trust - PIMCO Foreign Bond Fund	Mutual Funds	Self	$15,001 - $50,000	None
James M. Castle, Jr. Trust - iShares Silver Trust	ETFs	Self	$50,001 - $100,000	None
James M. Castle, Jr. Trust - PIMCO Total Return Fund Institutional Class	Mutual Funds	Self	$50,001 - $100,000	None
James M. Castle, Jr. Trust - JP Morgan High Yield Bond Fund	Mutual Funds	Self	$15,001 - $50,000	None
James M. Castle, Jr. Trust - Oppenheimer Developing Markets Fund Class A	Mutual Funds	Self	$50,001 - $100,000	None
James M. Castle, Jr. Trust - Vanguard Intermediate Term Tax-Exempt Fund	Mutual Funds	Self	$50,001 - $100,000	None

Trading Sector Allocation (from PTR trades)

Real Estate$33K

Energy$57K

Healthcare$8K

Technology$40K

Consumer Cyclical$40K

Basic Materials$8K

Industrials$73K

Banking$8K

Utilities$8K

Communication Services$49K

Financial Services$166K

Manufacturing$41K

Consumer Defensive$8K

MICHAEL N. CASTLE trades Wealthiest members Most active traders DE delegation Articles

Methodology: Net worth is calculated from annual financial disclosures filed under the STOCK Act. Congress members report asset values and liabilities in ranges (e.g., $1,001-$15,000), not exact amounts. The “estimated net worth” shown is the midpoint of total assets minus the midpoint of total liabilities. Actual values may differ. Stock trading data comes from separate Periodic Transaction Reports (PTRs).