Alan S. Lowenthal Net Worth & Financial Disclosure

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Annual financial disclosure for 2013, filed May 13, 2013. Includes 75 assets and 1 liabilities.

Year:

2013 2012

Est. Net Worth

$1.7M

2013 annual disclosure

Total Assets

$1.1M - $3.1M

75 assets

Total Liabilities

$250K - $500K

1 liabilities

Total Trades

1,539

From PTR filings

Trade Volume

$66.1M

Midpoint of disclosed ranges

Net Worth Over Time

Show data table

Period	Est. net worth
2012	$627K
2013	$37K
2013	$1.7M

Assets by Category

Retirement & Pension$1.1M (38)

Stocks$625K (23)

Other$187K (8)

Mutual Funds$108K (2)

Bank & Cash$75K (1)

Real Estate$43K (1)

ETFs$8K (2)

Top Stock Holdings (from trades)

Sunrun Inc.RUN

$343K

ProShares - Short S&P500SH

$233K

Harbor PanAgora Dynamic Large Cap Core ETF (INFO)INFO

$227K

Air Products and Chemicals, Inc.APD

$221K

Activision Blizzard, Inc.ATVI

$202K

Autodesk, Inc.ADSK

$196K

Fidelity National Information Services, Inc.FIS

$189K

T-Mobile US, Inc.TMUS

$187K

ProShares - Short QQQPSQ

$181K

All Assets (75)

Asset	Type	Owner	Value	Income
Dunkins Brands Group Stock (IRA)(DNKN)	Retirement & Pension	Spouse	N/A	None
ADT Corp Stock (IRA)(ADT)	Retirement & Pension	Spouse	$1,001 - $15,000	None
Advanced Micro Devices Bond (IRA)	Retirement & Pension	Spouse	N/A	None
Alliance 403B IRA - AZL Black Rock Cap App.	Retirement & Pension	Spouse	$15,001 - $50,000	Tax-Deferred
Alliance 403B - AZL JPMorgan U.S. Equity	Retirement & Pension	Spouse	$15,001 - $50,000	Tax-Deferred
Alliance 403B - AZL VK Growth and Income	Retirement & Pension	Spouse	$50,001 - $100,000	Tax-Deferred
Alliance 403B - AZL Small Cap Stock Index	Mutual Funds	Spouse	$15,001 - $50,000	Tax-Deferred
Alliance 403B - Mutual Global Discovery Security	Mutual Funds	Spouse	$50,001 - $100,000	Tax-Deferred
American International Group Stock(AIG)	Stocks	Spouse	$1,001 - $15,000	None
American Tower Corp Stock IRA(AMT)	Retirement & Pension	Spouse	$15,001 - $50,000	None
BlackRock Inc. Stock IRA(BLK)	Retirement & Pension	Spouse	$15,001 - $50,000	None
Boeing Aircraft Stock IRA(BA)	Retirement & Pension	Spouse	$15,001 - $50,000	None
BorgWarner Auto Inc Stock IRA(BWA)	Retirement & Pension	Spouse	$1,001 - $15,000	None
Brookfield Infrastructure Stock IRA(BIP)	Retirement & Pension	Spouse	$15,001 - $50,000	None
Calpine Corp Stock IRA(CPN)	Retirement & Pension	Spouse	$50,001 - $100,000	None
Capital One Financial Corp Stock IRA(COF)	Retirement & Pension	Spouse	$15,001 - $50,000	None
Caterpillar Inc. Stock IRA(CAT)	Retirement & Pension	Spouse	N/A	None
CIT Group Inc. Bond IRA	Other	Spouse	$15,001 - $50,000	None
Crown Castle Stock IRA(CCI)	Retirement & Pension	Spouse	N/A	None
Disney Stock IRA(DIS)	Retirement & Pension	Spouse	$15,001 - $50,000	None
E Bay Inc. Stock IRA(EBAY)	Stocks	Spouse	$15,001 - $50,000	None
El Paso Corp Stock IRA(EP)	Stocks	Spouse	$50,001 - $100,000	None
Sohnbridge Energy Management Stock	Other	Spouse	$15,001 - $50,000	None
Equinix Inc. Corporate Bond IRA	Other	Spouse	$1,001 - $15,000	None
Facebook Inc. Stock IRA(META)	Stocks	Spouse	N/A	None
Ford Mtr Co. Corporate Bond IRA	Other	Spouse	$1,001 - $15,000	None
General Electric Stock IRA(GE)	Stocks	Spouse	$50,001 - $100,000	None
Golub Cap BDC Stock IRA(GBDC)	Stocks	Spouse	$15,001 - $50,000	None
Google Stock IRA(GOOGL)	Stocks	Spouse	$1,001 - $15,000	None
Honeywell International Stock IRA(HON)	Stocks	Spouse	N/A	None
IBM Stock IRA(IBM)	Stocks	Spouse	$15,001 - $50,000	None
iShares Silver Stock IRA(SLV)	ETFs	Spouse	N/A	None
ITC Holding Co. Stock(ITC)	Stocks	Spouse	$15,001 - $50,000	None
Kinder Morgan Energy Partners, Bond IRA(KMP)	Other	Spouse	$1,001 - $15,000	None
Kinder Morgan MGT. Stock IRA(KMI)	Retirement & Pension	Spouse	$15,001 - $50,000	None
KKR Financial Holdings IRA Convertible Bond	Retirement & Pension	Spouse	$50,001 - $100,000	None
Las Vegas Sands Corp Stock(LVS)	Stocks	Spouse	N/A	None
HSBC CU Savings Acct	Bank & Cash	Spouse	$50,001 - $100,000	None
Lowes Companies, Inc. Stock IRA(LOW)	Retirement & Pension	Spouse	N/A	None
Monsanto Co Stock IRA(MON)	Retirement & Pension	Spouse	N/A	None
Motorola Solutions Stock IRA(MSI)	Retirement & Pension	Spouse	$1,001 - $15,000	None
New Mtn. Finance Corp Stock IRA(NMFC)	Retirement & Pension	Spouse	$1,001 - $15,000	None
Nextera Energy, Inc Stock IRA(NEE)	Retirement & Pension	Spouse	$15,001 - $50,000	None
Nielson Holdings NV Stock IRA(NLSN)	Retirement & Pension	Spouse	N/A	None
Oxy Long Beach Long Beach, CA, US	Real Estate	Spouse	$35,001 - $50,000	Mineral rights $7,247 - $7,247
Pali Corp Stock	Stocks	Spouse	$50,001 - $100,000	None
Pentair Ltd Stock IRA(PNR)	Retirement & Pension	Spouse	N/A	None
Praxair Inc Stock IRA(PX)	Retirement & Pension	Spouse	$15,001 - $50,000	None
Regal Cinemas Bond IRA	Retirement & Pension	Spouse	$1,001 - $15,000	None
Regency Energy Corporate Bond IRA	Retirement & Pension	Spouse	$1,001 - $15,000	None
Savings Plus 401K	Retirement & Pension	Spouse	$100,001 - $250,000	Tax-Deferred
Savings Plus 401K - Large Cap Fund	Retirement & Pension	Spouse	$15,001 - $50,000	Tax-Deferred
Savings Plus 457 Bond Fund	Retirement & Pension	Spouse	$50,001 - $100,000	Tax-Deferred
Savings Plus 457 Large Cap Fund	Retirement & Pension	Spouse	$15,001 - $50,000	Tax-Deferred
Schlumberger Ltd Stock IRA(SLB)	Retirement & Pension	Spouse	N/A	None
Seadrill Partners Stock IRA(SDLP)	Retirement & Pension	Spouse	$1,001 - $15,000	None
Seaspan Corp Stock IRA(SSW)	Retirement & Pension	Spouse	$15,001 - $50,000	None
SLM Corp IRA(SLM)	Retirement & Pension	Spouse	$1,001 - $15,000	None
SPDR Gold Trust(GLD)	ETFs	Spouse	$1,001 - $15,000	None
Sprint Capital Corp Note Redemption IRA	Retirement & Pension	Spouse	N/A	None
Redwood Property Trust Stock(RWT)	Stocks	Spouse	$15,001 - $50,000	None
Sun America 403B - Fixed Annuity	Retirement & Pension	Spouse	$50,001 - $100,000	Tax-Deferred $5,001 - $15,000
Suncor Energy Stock IRA(SU)	Stocks	Spouse	$15,001 - $50,000	None
Targa Resources Corp Stock IRA(TRGP)	Stocks	Spouse	$50,001 - $100,000	None
Teekay Corp. Corporate Bonds	Other	Spouse	$15,001 - $50,000	None
Teekay Corp, Marshall Islands Stock IRA(TK) Marshall Islands	Stocks	Spouse	$1,001 - $15,000	None
Teekay Offshore Partners Stock IRA(TOO)	Stocks	Spouse	$15,001 - $50,000	None
Transcanada Corp Stock IRA(TRP)	Stocks	Spouse	$1,001 - $15,000	None
Trustees of Cal. State Univ. Revenue Bond IRA	Other	Spouse	$15,001 - $50,000	None
Tyco International Stock IRA(TYC)	Stocks	Spouse	N/A	None
Union Pacific Corp Stock IRA(UNP)	Stocks	Spouse	N/A	None
United Parcel Service Stock IRA(UPS)	Stocks	Spouse	$15,001 - $50,000	None
Verisk Analytics Inc. Corporate Bond IRA	Other	Spouse	$15,001 - $50,000	None
Visa Inc. Stock(V)	Stocks	Spouse	$15,001 - $50,000	None
Vornado Realty Trust Stock IRA(VNO)	Stocks	Spouse	N/A	None

Liabilities (1)

Creditor	Type	Amount	Rate	Term
Chase Mortgage	mortgage	$250,001 - $500,000	—	—

Trading Sector Allocation (from PTR trades)

Healthcare$1.9M

Banking$81K

Energy$202K

Industrials$1.4M

Real Estate$552K

Financial Services$2.7M

Technology$1.5M

Communication Services$1M

Consumer Cyclical$1.2M

Services$238K

Utilities$770K

Insurance$179K

Consumer Defensive$582K

Basic Materials$417K

Transportation & Utilities$138K

Manufacturing$138K

Construction$33K

Retail Trade$105K

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Methodology: Net worth is calculated from annual financial disclosures filed under the STOCK Act. Congress members report asset values and liabilities in ranges (e.g., $1,001-$15,000), not exact amounts. The “estimated net worth” shown is the midpoint of total assets minus the midpoint of total liabilities. Actual values may differ. Stock trading data comes from separate Periodic Transaction Reports (PTRs).