Annual financial disclosure for 2009, filed June 15, 2009. Includes 106 assets and 3 liabilities.
| Asset | Value |
|---|---|
Alliance Bankshares Corp. | $1 - $1,000 |
AllianceBernstein Municipal Income II of Ohio Capital Fund (held in Am. Trust IRA) | $1,001 - $15,000 |
| Creditor | Type | Amount |
|---|---|---|
| IndyMac | other | $50,001 - $100,000 |
| Fifth Third Bank | line of credit | $250,001 - $500,000 |
| Bank of America Mastercard | credit card |
Artisan International Fund (held in IRA) |
| N/A |
Artisan International Fund (held in Royal Alliance IRA) | $15,001 - $50,000 |
Artisan Opportunistic Value Fund (held in IRA) | $50,000 - $50,000 |
Bank of America, Columbia Cash Reserves (custodian for daughter) | $1,001 - $15,000 |
Bank of America - Fidelity Advisor Short Fixed Income Fund | $15,001 - $50,000 |
Barkin Neff Handelman Advisors | $15,001 - $50,000 |
Barkin Neff Handelman Investment Consulting plan held at Fifth Third Bank | $15,001 - $50,000 |
Barkin, Neff, Handelman, McIntyre & Herbers Columbus, OH, US | $250,001 - $500,000 |
Parnassus Core Equity Fund - Institutional 43202 | $500,001 - $1,000,000 |
DFA US Small Cap Fund (held in IRA) | N/A |
| $1,001 - $15,000 |
Capital City Energy Fund | $50,001 - $100,000 |
Capital City Energy Group Inc. (Common) | $100,001 - $250,000 |
Capital City Energy Group Inc. (Preferred) | $1,001 - $15,000 |
Capital City Petroleum LP NSA (General Capital City Common) | N/A |
Capital City Petroleum LP Preferred NSA (Converted to Capital City Energy Group Preferred) | N/A |
Capital City Energy Group Preferred | N/A |
Capital City Petroleum WTS | N/A |
Capital Income Builder Class F (held in Royal Alliance Sep) | $15,001 - $50,000 |
Capital Income Builder, Class F | $15,001 - $50,000 |
Capmark Bank Midvale Utah CD Midvale, Utah, US | $50,000 - $50,000 |
Center Financial Corp. Com. | $1,001 - $15,000 |
Columbia Cash Reserves held at Bank of America as custodian for daughter | $1,001 - $15,000 |
Columbia Uncoused Equities Fund Class A | $15,001 - $50,000 |
County Commissioner Association of Idaho (ICMA) deferred compensation plan held at Nationwide Retirement Services 888677240-34000-01 | $15,001 - $50,000 |
Crescent Mineral Corp Com | $1,001 - $15,000 |
Diamond Hill Fds Large Cap Class A | $1,001 - $15,000 |
Diamond Hill Fds Long-Short Fd Cl A | $15,001 - $50,000 |
Diamond Hill fds sm mid cap fd class A | $1,001 - $15,000 |
| $15,001 - $50,000 |
Dover & Cox International Fund (held in IRA) | N/A |
Dodge and Cox International Stock Fds | $1,001 - $15,000 |
DCM and Cox Stock (Barkan Neff Handelman) | $1,001 - $15,000 |
Meizlish LP Profit Sharing (Barkan Neff Handelman) | $1,001 - $15,000 |
Meizlish LP Stock Fund (Barkan Neff Handelman) | $1,001 - $15,000 |
DWS RREEF Real Return Equity Class A (held in Wells IRA) | $15,001 - $50,000 |
DWS Large Value Fund A (formerly DWS Dreman Value) - DWS IRA | $15,001 - $50,000 |
DWS Trust IRA, DWS Large Cap Value Fund A (formerly DWS Scudder) | $1,001 - $15,000 |
Eaton Vance | $1,001 - $15,000 |
Evergreen Multi Bond Class C (held at AmTrust) | $1,001 - $15,000 |
Clarify Advisor Short Fixed Income Fund (custodian for daughter) | $15,001 - $50,000 |
Fifth Third Bank | $100,001 - $250,000 |
Fifth Third Bank | $15,001 - $50,000 |
| $1,001 - $15,000 |
Franklin Templeton | $100,001 - $250,000 |
GMAC Bank | $1 - $1,000 |
Growth Fund of America Class F (held in IRA) | N/A |
Growth Fund of America Class F (held in IRA) | $15,001 - $50,000 |
Harbor Bond Fund (held in Royal Alliance IRA) | $50,001 - $100,000 |
Harbor Bond Fund (held in Royal Alliance IRA) | $15,001 - $50,000 |
Harbor Capital Appreciation | $15,001 - $50,000 |
Huntington National Bank Money Market | $1,001 - $15,000 |
iShares Dow Jones Select Dividend Index Fund | $1,001 - $15,000 |
Imperial Capital Bancorp Inc. | $1 - $1,000 |
ING Clarion Global Real Estate Inc. Common Shares of Beneficial Interest (custodian for daughter) | $1,001 - $15,000 |
Ivy Asset Strategy Fund Class Y (held in IRA) | $15,001 - $50,000 |
John Hancock Bank & Thrift Opportunity Fund 1-4 | $1,001 - $15,000 |
Leuthold Asset Allocation Fund (held in IRA) | $15,001 - $50,000 |
Loomis Sayles Bond Fund (held in Royal Alliance IRA) | $1,001 - $15,000 |
Loomis Sayles Bond Fund (held in Royal Alliance IRA) | $50,001 - $100,000 |
Lord Abbett Alpha Strategy Retail Class (held in Royal Alliance IRA) | $50,001 - $100,000 |
Masters Select International Fund | $15,001 - $50,000 |
Masters Select International Fund (held in Royal Alliance IRA) | N/A |
Merger Fund | $15,001 - $50,000 |
Merger Fund (held in Royal Alliance IRA) | N/A |
Alliance R Bernstein Large Cap Growth Fund Class Z (held in Royal Alliance IRA) | $50,001 - $100,000 |
| N/A |
Nextjay Financial Corp. (sold 1/7/08) | N/A |
Oakmark Select (held in IRA) | N/A |
Ohio Public Employee Retirement System | $50,001 - $100,000 |
Permanent Portfolio Fund | $15,001 - $50,000 |
| $50,001 - $100,000 |
PIMCO Developing Local Markets Fund Institutional Class | N/A |
PIMCO Developing Local Markets Fund Institutional Class | N/A |
Premier Trust | N/A |
Prime Fund Daily Money Class (held at AmTrust) | $1 - $1,000 |
Prudential CEOGC IRA | N/A |
Royal Alliance IRA (IndyMac BK FS, Pasadena) Pasadena, CA, US | $50,001 - $100,000 |
Royal Alliance IRA (Sunamerica Custodian) | $500,001 - $1,000,000 |
Royal Alliance SEP Account | $15,001 - $50,000 |
Royce Opportunity Fund (held in IRA) | $15,001 - $50,000 |
IBM Employee Retirement System | $1 - $1,000 |
Selected American Shares Class S (IRA) | $15,001 - $50,000 |
Selected American Shares Class S | $1,001 - $15,000 |
Sun Trust Bank | $1,001 - $15,000 |
Sunamerica Cash in Royal Alliance Sep | $15,001 - $50,000 |
Sunamerica Cash Trust Account held at AIG Federal Savings Bank (Royal Alliance IRA) | $50,001 - $100,000 |
Sunamerica Trust Account held at AIG Federal Savings Bank (Royal Alliance IRA) | $100,001 - $250,000 |
T Rowe Price Mid-Cap Growth (held in Royal Alliance IRA) | $15,001 - $50,000 |
TDAM MN Portfolio Class A | $1,001 - $15,000 |
| $1 - $1,000 |
The Fairhome Fund (held in Royal Alliance IRA) | $15,001 - $50,000 |
The Fairholme Fund (held in Royal Alliance IRA) | $15,001 - $50,000 |
Royal Alliance IRA | $50,001 - $100,000 |
Time Warner Inc Fed Fd 403(b) plan held in CEOGC 403(b) plan | $1,001 - $15,000 |
Transamerica Life Insurance Annuity | N/A |
Tweedy Browne Global Value Fund (held in IRA) | $15,001 - $50,000 |
Tweedy Browne Global Value Fund | $50,001 - $100,000 |
Vanguard Intermediate Term Municipal Bond Fund | $15,001 - $50,000 |
Vanguard Ohio Long Term Tax Exempt Fund | $15,001 - $50,000 |
Vanguard Wellesley Income Fund (held in Royal Alliance IRA) | $15,001 - $50,000 |
Wachovia Securities IRA | $50,001 - $100,000 |
Wash Mut Bk FSB PK City Utah CD (IRA) | $15,001 - $50,000 |
Washington Mutual Com | N/A |
| $10,001 - $15,000 |